Publication Date: 2014-06-20
Practice Area:
Industry:
Court: U.S. Court of Appeals, Second Circuit
Judge: Before: Parker, Chin, CJ., Sessions, III, DJ.*
Attorneys: For plaintiff: For Defendant-Appellant: Paul R.Q. Wolfson, Megan Barbero, Daniel J. Aguilar, Peter G. Neiman, and Alan E. Schoenfeld, on the brief, Seth P. Waxman, Wilmer Cutler Pickering Hale and Dorr LLP, Washington, D.C., and Gary P. Naftalis, David S. Frankel, Alan R. Friedman, Robin M. Wilcox, Kramer Levin Naftalis & Frankel LLP, New York, New York, on the brief.
for defendant: For Plaintiff-Appellee: Michael A. Conley, Deputy General Counsel; Jacob H. Stillman, Solicitor; Randall W. Quinn, Assistant General Counsel, on the brief, David Lisitza, Senior Litigation Counsel, Securities and Exchange Commission, Washington, D.C.
Case Number: 13-3062
Cite as: US Securities v. Gupta, 13-3062, NYLJ 1202660004059, at *1 (2d Cir., Decided June 17, 2014) 13-3062