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Publication Date: 2023-11-30
Practice Area: Securities Litigation
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. District Court for the Eastern District of New York, U.S. - EDNY
Judge: Magistrate Judge Peggy Kuo
Attorneys: For plaintiff:
for defendant:
Case Number: 23-CV-8123
Securities Fraud Suits Consolidated; Lead Plaintiff Retirement System Had Greatest Loss
Publication Date: 2023-11-06
Practice Area: Securities Litigation
Industry: Federal Government | Investments and Investment Advisory
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge Steven J. Menashi
Attorneys: For plaintiff: For Plaintiff-Appellee: Michael A. Conley, Solicitor, on the brief, Kerry J. Dingle, Senior Appellate Counsel, Securities and Exchange Commission, Washington, DC.
for defendant: For Defendant-Appellant: Adam C. Ford, Stephen R. Halpin III, on the brief, Matthew Aaron Ford, Ford O'Brien Landy LLP, New York, NY.
Case Number: 22-1658
Court Needed to Find if Investors Suffered Pecuniary Harm Before Awarding Disgorgement
Publication Date: 2023-10-05
Practice Area: Securities Litigation
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge John P. Cronan
Attorneys: For plaintiff:
for defendant:
Case Number: 22 Civ. 6637
Underperformance Claims Did Not Plausibly Allege Violation of Duty of Prudence
Publication Date: 2023-09-13
Practice Area: Contractual Disputes
Industry: Investments and Investment Advisory
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge Sarah A. L. Merriam
Attorneys: For plaintiff: For Plaintiff-Appellant NexPoint Diversified Real Estate Trust: Griffin S. Rubin, on the brief, Mazin A. Sbaiti, Sbaiti & Company PLLC, Dallas, TX.
for defendant: For Defendants-Appellees Acis Capital Management, L.P. and Joshua N. Terry: Jonathan E. Pickhardt, William B. Adams, on the brief, Blair A. Adams, Quinn Emanuel Urquhart & Sullivan, LLP, New York, NY.
For Defendant-Appellee Brigade Capital Management, LP.: Jason C. Hegt, Alexis K. Godfrey, on the brief, Samir Deger-Sen, Latham & Watkins LLP, New York, NY.
For Intervenor-Defendant-Appellee Highland CLO Funding, Ltd.: Jennifer E. Poon, on the brief, Uri A. Itkin, Akin Gump Strauss Hauer & Feld LLP, New York, NY.
Case Number: 22-1912
Contract Rescission Action Does Not State Claim; Does Not Violate IAA
Publication Date: 2023-04-24
Practice Area: Discovery | Evidence | Expert Witnesses
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Valerie E. Caproni
Attorneys: For plaintiff:
for defendant:
Case Number: 19-CV-7998
Expert's Testimony in Suit on Account's 'Sweep' Feature Excluded Under FRE 702, 'Daubert'
Law Journal Press | Digital Book
Authors: Gary L. Brown
View this BookView more book results for the query "*"
Publication Date: 2023-04-12
Practice Area: Business Torts | Contractual Disputes | Securities Litigation
Industry: Financial Services and Banking | Brokerage | Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Denise L. Cote
Attorneys: For plaintiff: For Plaintiff Kataman Metals, LLC: Stephen P. Younger, Paul F. Downs, Foley Hoag LLP, New York, NY.
for defendant: Glenn A. Cohen, Lynn Watson, Allison P. Dempsey, Seiller Waterman LLC, Louisville, KY.
For Defendant Macquarie Futures USA, LLC: Rachel B. Goldman, Allan N. Taffet, Joshua C. Klein, Bracewell LLP, New York, NY.
Case Number: 22 CV 5272
Claim Under CEA Dismissed; CEA Fraud Theory Grounded on Promises of Future Actions
Publication Date: 2023-03-22
Practice Area: Contractual Disputes
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Nelson S. Román
Attorneys: For plaintiff:
for defendant:
Case Number: 21-CV-7782
Fiduciary Duty Not Breached; Chosen Investment Plan Followed Under Advisory Contract
Publication Date: 2022-12-28
Practice Area: Real Estate
Industry: Investments and Investment Advisory
Court: Supreme Court, New York
Judge: Justice Joel M. Cohen
Attorneys: For plaintiff:
for defendant:
Case Number: 656304/2022
Counterclaims Under Closing Note Are Untimely; No Setoff Available Against Guaranty
Publication Date: 2022-12-07
Practice Area: Civil Procedure
Industry: Investments and Investment Advisory
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge John M. Walker, Jr.
Attorneys: For plaintiff: For Plaintiff-Appellee: Ellen T. Noteware, on the brief, Todd S. Collins, Berger Montague PC, Philadelphia, PA; John J. Nestico, Todd M. Schneider, on the brief, Schneider Wallace Cottrell Konecky LLP, Charlotte, NC and Emeryville, CA.
for defendant: For Defendant-Appellant: James O. Fleckner, Michael K. Isenman, Kelsey Pelagalli, on the brief, Jaime A. Santos, Goodwin Procter LLP, Washington, DC and Boston, MA.
For amici curiae AARP and AARP Foundation: Leah M. Nicholls, on the brief, Public Justice, P.C., Washington, DC, for amicus curiae Public Justice Dara S. Smith, William Alvarado Rivera, on the brief, AARP Foundation, Washington, DC.
For amici curiae The Securities Industry and Financial Markets Association, American Benefits Council, Society of Professional Asset Managers and Recordkeepers, American Council of Life Insurers, and Chamber of Commerce of the United States of America: Meaghan VerGow, on the brief, O'Melveny & Myers LLP, Washington, DC.
Case Number: 21-805-cv
Class Certification in ERISA Suit Vacated; Predominance Inquiry Did Not Analyze Defenses
Publication Date: 2022-10-19
Practice Area: Law Firm Client Relationships
Industry: Investments and Investment Advisory | Legal Services
Court: U.S. District Court for the Southern District of New York
Judge: Magistrate Judge Valerie Figueredo
Attorneys: For plaintiff:
for defendant:
Case Number: 19-CV-08951
Court Grants Defense Counsel's Motion to Withdraw Under Defendant's Instruction
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