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Publication Date: 2020-03-19
Practice Area: Securities Litigation
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Louis Stanton
Attorneys: For plaintiff:
for defendant:
Case Number: 12 Civ. 6166
Claims Over Two RMBS Certificates Dismissed; RBS Securities Was Subordinated Underwriter
Publication Date: 2020-03-13
Practice Area: Employment Compliance
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Northern District of New York, U.S. - NDNY
Judge: District Judge Gary Sharpe
Attorneys: For plaintiff: For the Plaintiff: Benjamin Aaron Kaplan, Esq., Charles J Crueger, Esq., Erin K. Dickinson, Esq., of Counsel, Crueger Dickinson LLC, Whitefish Bay, WI.
for defendant: Mitchell M. Breit, Esq., of Counsel, Simmons Hanly Conroy LLC, New York, NY.
Eric D. Barton, Esq., Jonathan Kieffer, Esq., Tyler Hudson, Esq., of Counsel, Wagstaff & Cartmell, Kansas City, MO.
For the Defendants: Nicholas J. D'ambrosio, Jr. Esq., Sanjeeve K. Desoyza, Esq., of Counsel, Bond, Schoeneck & King, PLLC, Albany, NY.
Jaime Santos, Esq., Goodwin Procter Law Firm, Washington, DC.
James Fleckner, Esq., of Counsel Boston, MA.
Case Number: 1:18-cv-1449
Dismissal of Fiduciary Duty Breach Claims as to GE Stock Fund Price Is Explained
Publication Date: 2020-03-03
Practice Area: Creditors' and Debtors' Rights
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: Supreme Court, New York
Judge: Justice Andrew Borrok
Attorneys: For plaintiff:
for defendant:
Case Number: 161709/2018
Claims Against Directors of Dissolved Corporation Must Be Brought Derivatively
Publication Date: 2020-02-24
Practice Area: Contractual Disputes | Securities Litigation
Industry: Financial Services and Banking | Federal Government | Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Louis Stanton
Attorneys: For plaintiff:
for defendant:
Case Number: 18 Civ. 11366
NCUA Board Lacks Standing to Sue Trusts, Fails to Show Bank's Knowledge of EODs
Publication Date: 2019-12-27
Practice Area: Employment Litigation
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge J. Paul Oetken
Attorneys: For plaintiff:
for defendant:
Case Number: 19-CV-6034
Prima Facie Cases of Discrimination Not Made; No Claims Defendants Alerted to Disability
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Publication Date: 2019-11-01
Practice Area: Contractual Disputes
Industry: Investments and Investment Advisory
Court: U.S. Court of Appeals for the Second Circuit
Judge: Per Curiam
Attorneys: For plaintiff: For Plaintiffs-Appellants: Kenneth I. Schacter, on the brief, Peter Sabin Willet, Morgan, Lewis & Bockius LLP, Boston, MA and New York, NY.
for defendant: For Defendant-Appellee: Michael A. Paskin, Daniel Slifkin, and Damaris Hernandez, Cravath, Swaine & Moore LLP, New York, NY, on the brief, Carmine D. Boccuzzi, Jr., Cleary Gottlieb Steen & Hamilton LLP, New York, NY.
Case Number: 16-1124
To Be Binding, Purported Contracts Expressly Required Defendant's Countersignature
Publication Date: 2019-10-31
Practice Area: Civil Procedure | Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Northern District of New York
Judge: District Judge David Hurd
Attorneys: For plaintiff: Attorneys for Plaintiffs: John C. Cherundolo, Esq., J. Patrick Lannon, Esq., of Counsel, Cherundolo Law Firm, PLLC, Syracuse, New York.
for defendant: Attorneys for Plaintiffs: Kevin P. Roddy, Esq., James E. Tonrey, JR., Esq., of Counsel, Wilentz Goldman & Spitzer PA, Woodbridge, New Jersey.
Defendant Pro Se: Gregory W. Gray, JR., Orchard Park, NY.
Attorneys for Defendants Edwards Archipel Capital LLC, BIM Management LP, and Bennington Investment Management, Inc.: Michael J. Grudberg, Esq., of Counsel, Tarter Krinsky & Drogin LLP, New York, New York.
Case Number: 5:15-CV-538
Motion to Reconsider Class Certification Denied; Plaintiffs Failed to Show Law Change
Publication Date: 2019-10-18
Practice Area: Securities Litigation
Industry: Federal Government | Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge William Pauley
Attorneys: For plaintiff:
for defendant:
Case Number: 17 cv 1117
Third-Tier Civil Penalty Appropriate for Conduct Involving Fraud, Deceit But Is Halved
Publication Date: 2019-10-15
Practice Area: Employment Compliance
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: Circuit Judge Richard Sullivan
Attorneys: For plaintiff: Plaintiffs Robert J. Patterson, Terri Lo Sasso, and Ralph Colo are represented by David H. Tracey, Charles Field, David W. Sanford, and Kevin Sharp of Sanford Heisler Sharp, LLP, New York, New York.
for defendant: Defendants Morgan Stanley, Morgan Stanley Domestic Holdings Inc., Morgan Stanley & Co., LLC, and Morgan Stanley Retirement Plan Investment Committee are represented by Brian D. Boyle, Meaghan VerGow, and Shannon M. Barrett of O'Melveny & Myers LLP, and Pamela A. Miller of O'Melveny & Myers LLP, New York, New York.
Case Number: 16-cv-6568
Prudence, Loyalty Duty Breach Claims Over 401(k) Plan's Funds Are Unsupported
Publication Date: 2019-10-07
Practice Area: Civil Procedure | Employment Compliance
Industry: Education | Investments and Investment Advisory
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge John Walker
Attorneys: For plaintiff: For Plaintiffs-Appellants: Jerome J. Schlinchter, on the brief, Sean E. Soyars, Schlichter Bogard & Denton LLP, St. Louis, MO.
for defendant: For Defendant-Appellee: Kristin Marie Jamberdino, Nixon Peabody LLP, New York, NY, on the brief, Charles M. Dyke, Nixon Peabody LLP, San Francisco, CA.
Case Number: 18-1558
Court Erred in Finding Parties in Privity to Dismiss Suit as Duplicative Litigation
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