Don’t forget you can visit MyAlerts to manage your alerts at any time.
150 results for '* industry:"Investments and Investment Advisory"' You can use Search Constraints to get even better search results
Publication Date: 2019-10-02
Practice Area: Contractual Disputes
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Jesse Furman
Attorneys: For plaintiff:
for defendant:
Case Number: 18-CV-3735
Firm's Claim South Korean Bank Stole 8 Billion Euros Dismissed as Facially Implausible
Publication Date: 2019-09-13
Practice Area: Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge Denny Chin
Attorneys: For plaintiff: For Plaintiffs-Appellants: Alan M. Pollack, on the brief, Felicia S. Ennis, Robinson Brog Leinwand Greene Genovese & Gluck, P.C., New York, New York, and Raymond Farrow and Mark A. Griffin, Keller Rohrback L.L.P., Seattle, Washington, on the brief.
for defendant: For Defendant-Appellee: Amy D. Roy and Lee S. Gayer, on the brief, Robert A. Skinner, Ropes & Gray LLP, Boston, Massachusetts, and New York, New York.
Case Number: 18-3467-cv
SEC's 1998 Guidance Allows Fund's 'Passive Increase' Concentration of Assets in Industry
Publication Date: 2019-08-21
Practice Area: Fee Disputes
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York
Judge: District Judge Richard Sullivan
Attorneys: For plaintiff:
for defendant:
Case Number: 05-cv-5231
In Forfeiture Action, Court Grants Receiver's Application for Requested Rate Increase
Publication Date: 2019-08-07
Practice Area: Civil Procedure
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Katherine Polk Failla
Attorneys: For plaintiff:
for defendant:
Case Number: 15 Civ. 4514
Issues Exist if 2012 Arbitration Bars Challenge to Judgment for Breach of Fiduciary Duties
Publication Date: 2019-07-11
Practice Area: Dispute Resolution | Employment Litigation
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Edgardo Ramos
Attorneys: For plaintiff:
for defendant:
Case Number: 18 Civ. 7162
Goldman Sachs Granted Arbitration; Arbitration Agreement Valid Under U.K., N.Y. Law
Law Journal Press | Digital Book
Authors: Shari L. Klevens, Alanna G. Clair
View this BookView more book results for the query "*"
Publication Date: 2019-07-03
Practice Area: Civil Procedure
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge John Koeltl
Attorneys: For plaintiff:
for defendant:
Case Number: 18-cv-12125
Nothing Inconsistent with ASA for Plaintff's Arbitration in New York, Suit in Bermuda
Publication Date: 2019-06-03
Practice Area: Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Jesse Furman
Attorneys: For plaintiff:
for defendant:
Case Number: 14-MD-2589
Investors' Reinstated Fraud Claims Survive Dismissal; Reasonable Reliance, Scienter Shown
Publication Date: 2019-05-17
Practice Area: Civil Procedure
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge John Keenan
Attorneys: For plaintiff: For Plaintiff Paul Iacovacci: Chelsea Lin O'Donnell, Jonathan Bolz, Paul Matthew Krieger, Krieger Kim & Lewin LLP.
for defendant: For Defendants Brevet Holdings, LLC, Brevet Capital Management, LLC, Brevet Short Duration Partners, LLC, Brevet Short Duration Holdings, LLC, Douglas Monticciolo & Mark Callahan: Christine Isabelle Laurent, Joseph Kim, Philip Semprevivo, Biedermann Hoenig Semprevivo, P.C.
For Defendant Johnny Lan: Daniel Seth Weinberger, Edward William Larkin, Gibbons P.C.
Case Number: 18 Civ. 8048
Bulk of 'Colorado River' Factors Favor Jurisdiction Over Suit Related to Dismissed Action
Publication Date: 2019-04-05
Practice Area: Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge Gerard Lynch
Attorneys: For plaintiff: For Plaintiff-Appellant: Ben Hutman, on the brief, Samuel J. Lieberman, Sadis & Goldberg LLP, New York, NY.
for defendant: For Defendant-Appellee Joseph Elmlinger: Stephen J. Arena, on the brief, David G. Trachtenberg Trachtenberg Rodes & Friedberg LLP, New York, NY.For Defendant-Appellee Dean Barr: Peter M. Nolin, Carmody Torrance Sandak & Hennessey LLP, Stamford, CT.
For Defendant-Appellee Thomas Ward: Stephen G. Walko, Andrea C. Sisca, Ivey, Barnum & O'Mara LLC, Greenwich, CT.
For Defendant-Appellee Joseph Meehan: Jonathan P. Whitcomb, Diserio Martin O'Connor & Castiglioni LLP, Stamford, CT.
Case Number: 18-357-cv
LLC Agreement's Merger Clause Did Not Prevent Reasonable Reliance on Misrepresentations
Publication Date: 2019-03-11
Practice Area: Criminal Law | Securities Litigation
Industry: Financial Services and Banking | Investments and Investment Advisory
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge Gerard Lynch
Attorneys: For plaintiff: For Plaintiff-Appellee: Michael A. Conley, Deputy General Counsel, Jacob H. Stillman, Solicitor, Randall W. Quinn, Assistant General Counsel, Paul G. Alvarez, Senior Counsel, Securities and Exchange Commission, Washington, D.C., on the brief, David Lisitza, Senior Litigation Counsel, Securities and Exchange Commission, Washington, D.C.
for defendant: For Defendant-Appellant: Meir Feder, Ian Samuel, Jones Day, New York, NY, on the brief, Samidh Guha, Jones Day, New York, NY.
Case Number: 11-5124-cv
Error Claims Rejected in Affirmation of $92.8 Million Penalty Against Insider Trader
Legal Speak is a weekly podcast that makes sense of what’s happening in the legal industry.
1 minute read