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March 10, 2011 |

Expanded Supervisory Liability for In-House Lawyers

Richards Kibbe & Orbe's James Q. Walker, Daniel C. Zinman and Grant Mogan discuss an ALJ's disquieting holding that an in-house lawyer at a broker-dealer with no direct supervisory authority over a retail financial adviser was, nonetheless, that financial adviser's "supervisor" under the federal securities laws.
10 minute read
September 25, 2013 |

DOJ on Libor Investigations: 'We're Not Done'

In announcing new criminal charges in an investigation into the manipulation of global benchmark interest rates, a senior U.S. Department of Justice lawyer said prosecutors continue to investigate "a number of financial institutions" worldwide.
4 minute read
July 23, 2007 |

Getting Back Into The Boardroom

With an era of corporate scandals in the rearview mirror, an increasing number of attorneys are deciding that the benefits of serving as directors of public companies outweigh the risks.
3 minute read
June 17, 2013 |

Corporate Cyberattacks Come Out of the Shadows

Since the dawn of cybercrime, public companies have largely operated under the notion that, while they have a responsibility to guard their data, they have little duty to report attacks to investors and regulators. That is all about to change.
4 minute read
October 18, 2010 |

Movers

Steven Frank joins Bingham McCutchen's corporate, mergers and acquisitions and securities practice group in the Boston office. Plus more law firm movers in this week's column.
3 minute read
May 20, 2010 |

Are You Sure Your Settlement Negotiations Are Confidential?

Brian S. Fraser and Patricia C. O'Prey, partners at Richards, Kibbe & Orbe, write that there is a good chance that, at least once, you have started a conversation with a real or potential adversary by saying "this is for settlement purposes only" or words to that effect and discuss the pitfalls if the other side doesn't keep the deal.
12 minute read
October 17, 2012 |

Marketplace

Chrysler Group LLC has signed a 15-year lease at 629-641 W. 54th St., at 12th Avenue, which will house two of Chrysler's privately owned dealerships, Fiat of Manhattan and the service operations of Manhattan Chrysler, Jeep, Dodge and Ram. Also, Build America Mutual Assurance Company has relocated its corporate headquarters to One World Financial Center.
5 minute read
June 06, 2013 |

Outside Law Firm Cybersecurity Under Scrutiny

Bank of America Merrill Lynch is auditing the cybersecurity practices at its outside law firms, partly under pressure from government regulators.
4 minute read
March 16, 2011 |

News In Brief

7 minute read

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