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December 18, 2024 | New York Law Journal

Whistleblowers Are Here To Stay: Counseling Corporate Clients on Whistleblower Programs

A discussion of how U.S. regulators and law enforcement have increasingly embraced whistleblower programs as a tool for investigating and prosecuting corporate misconduct, with a highly successful program at the SEC and a new program rolled out by the Department of Justice earlier this year. 
9 minute read
December 10, 2024 | Corporate Counsel

After Fining Investment Firms Billions for Lost Text Messages, Regulators Turn Scrutiny to Audio Recordings

"Audio continues to be an important form of communications, and you have retain and preserve those communications," said James Sherer, a partner at BakerHostetler.
4 minute read
December 09, 2024 | The American Lawyer

Gibson Dunn Adds Senior SEC Enforcement Official

Osman Nawaz spent more than 14 years at the SEC before joining Gibson Dunn as a partner.
2 minute read
December 06, 2024 | National Law Journal

Peirce, Crypto Lawyers Eye Potential Regulatory Changes Under SEC Chair-Nominee Atkins

“I do look forward to providing more clarity where we can provide more clarity ... remembering that we're a regulatory agency with an enforcement arm, not an enforcement agency that doesn't have a regulatory arm,” said Republican Securities and Exchange Commissioner Hester Peirce.
4 minute read
December 04, 2024 | New York Law Journal

Founder of Failed Crypto Lender Confesses to Fraud

Alex Mashinsky pleaded guilty to commodities fraud and to a scheme to manipulate the price of Celsius' token weeks before he was scheduled to stand trial.
2 minute read
Law Journal Press | Digital Book Federal Trade Commission: Law, Practice and Procedure Authors: Peter C. Ward View this Book

View more book results for the query "Commodity Futures Trading Commission"

December 04, 2024 | National Law Journal

Trump Nominates Paul Atkins as SEC Chair

Paul Atkins is the chief executive of Patomak Global Partners, a financial services consultancy in Washington, D.C., and New York.
4 minute read
November 21, 2024 | National Law Journal

SEC Chair Gary Gensler to Resign on Trump's Inauguration Day

Gensler made a regulatory choice on the crypto industry that was characteristic of a heated classic debate in administrative law: the degree that you want to consult with the industry in your enforcement, said Dorothy Lund, a leading expert on securities regulation.
3 minute read
November 20, 2024 | National Law Journal

New Am Law 100 Partner Emerges on Trump’s Shortlist for SEC Chair

“The next chair should: initiate rulemaking, withdraw the pending cases against crypto that do not involve fraud, and balance investor protection with promoting American innovation,” Paul Grewal, the chief legal officer of Coinbase Global Inc., said.
3 minute read
November 19, 2024 | Corporate Counsel

Trump's SEC Likely to Halt 'Off-Channel' Texting Probe That's Led to Billions in Fines

“All indications are that the SEC’s ‘sweep’ regarding off-channel communications will come to an abrupt end once Trump’s appointees take the reins at the SEC," said David Oliwenstein, a partner at Pillsbury Winthrop Shaw Pittman.
4 minute read
November 12, 2024 | Corporate Counsel

Lowenstein Hires Ex-FTX US General Counsel Ryne Miller to Lead Its Commodities, Derivatives Practice

Miller "has served on the front lines of the digital currency revolution, having been an essential and trusted adviser to many builders in the crypto ecosystem," said Ethan Silver, a partner at Lowenstein Sandler.
3 minute read

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