William Gericke, former lawyer with Cozen O'Connor. Courtesy Photo SEC Sanctions Ex-Cozen O'Connor Conflict Counsel for Insider Trading
"When we became aware of Mr. Gericke's activity, we took prompt and appropriate action, including cooperating with the SEC," Cozen O'Connor said in a statement.
November 23, 2021 at 03:09 PM
4 minute read
A former Cozen O'Connor lawyer has agreed to pay more than $20,000 to settle charges by the nation's top securities enforcer that he misappropriated client information to enrich his personal earnings, while serving as the Am Law 100 firm's conflicts counsel.
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