Stradley Ronon Stevens & Young announced that associate Jennifer Hillman co-presented “Advisers Act Anti-Fraud Rules: Custody, Political Contributions, Solicitors, and Proxy Voting Requirements” at this year’s Investment Adviser Core Compliance Program Symposium on Tuesday.

Her presentation focused on the SEC’s anti-fraud rules pursuant to Section 206 of the Investment Advisers Act of 1940, which lays the regulatory foundation of the adviser’s relationship with its clients. These rules prohibit advisers from defrauding, deceiving or manipulating any client or prospective client in their business practices.

This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.

To view this content, please continue to their sites.

Not a Lexis Subscriber?
Subscribe Now

Not a Bloomberg Law Subscriber?
Subscribe Now

Why am I seeing this?

LexisNexis® and Bloomberg Law are third party online distributors of the broad collection of current and archived versions of ALM's legal news publications. LexisNexis® and Bloomberg Law customers are able to access and use ALM's content, including content from the National Law Journal, The American Lawyer, Legaltech News, The New York Law Journal, and Corporate Counsel, as well as other sources of legal information.

For questions call 1-877-256-2472 or contact us at [email protected]