Jon Cochran of Stapleton Segal Cochran. Courtesy photoDe-Mystifying the Ethics of the Attorney Transition Process, Part 2
This part addresses hitches that can arise during the transition period as well as what marketing restrictions apply to the lawyer after they’ve moved to their new firm.
January 31, 2025 at 12:54 PM
6 minute read
Introduction
This is the second article in a two-part primer on the core ethical and practical considerations as attorneys move their practices from one firm to another. The first article in this series outlined the basics of the departure process, focusing on three rules of the road: clients chose their counsel and get to elect whether to stay at the firm or migrate with the departing lawyer; absent unusual circumstances, a departing lawyer should notify their firm about their intended departure before telling clients; and it is best to notify clients in writing, ideally in an agreed “election letter” sent in coordination between the attorney and firm.
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Attorneys from A&O Shearman has stepped in as defense counsel for Toronto-Dominion Bank and other defendants in a pending securities class action. The suit, filed Dec. 11 in New York Southern District Court by Bleichmar Fonti & Auld, accuses the defendants of concealing the bank's 'pervasive' deficiencies in regards to its compliance with the Bank Secrecy Act and the quality of its anti-money laundering controls. The case, assigned to U.S. District Judge Arun Subramanian, is 1:24-cv-09445, Gonzalez v. The Toronto-Dominion Bank et al.
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