The SEC has instituted administrative proceedings against Santa Monica-based Greenberg Traurig corporate partner David Tamman for allegedly falsifying documents being turned over to the regulator’s staff on behalf of a former client caught up in a securities fraud investigation.
In a six-page order instituting proceedings filed on Friday, the SEC claims Tamman engaged in improper professional conduct during an official agency examination of his client, Beverly Hills-based NewPoint Securities, which took place in April and May of 2009.
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
LexisNexis® and Bloomberg Law are third party online distributors of the broad collection of current and archived versions of ALM's legal news publications. LexisNexis® and Bloomberg Law customers are able to access and use ALM's content, including content from the National Law Journal, The American Lawyer, Legaltech News, The New York Law Journal, and Corporate Counsel, as well as other sources of legal information.
For questions call 1-877-256-2472 or contact us at [email protected]
