Stradley Ronon Stevens & Young partner Gregory D. DiMeglio was a panelist at the Securities Law Developments Conference, sponsored by the Investment Company Institute Education Foundation in Arlington, Virginia.
DiMeglio’s panel, “No Rest for the Weary: Don’t Forget About OCIE and Enforcement!” discussed recent U.S. Securities and Exchange Commission enforcement actions, the distribution in guise sweep and resulting IM guidance, and the SEC’s increasing use of targeted reviews.
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
LexisNexis® and Bloomberg Law are third party online distributors of the broad collection of current and archived versions of ALM's legal news publications. LexisNexis® and Bloomberg Law customers are able to access and use ALM's content, including content from the National Law Journal, The American Lawyer, Legaltech News, The New York Law Journal, and Corporate Counsel, as well as other sources of legal information.
For questions call 1-877-256-2472 or contact us at [email protected]
