As a result of the Erie doctrine, federal courts are frequently required to apply state law in civil cases. Where state law is unclear or lacking in controlling precedent, federal courts have invoked the Pullman abstention doctrine to refuse to decide unsettled state law issues in order to leave resolution of these questions to the states. As an alternative to abstention, however, federal courts may certify questions of state law to the state courts.

The practice of certification originated in Florida, where the “Legislature, with rare foresight … dealt with the problem of authoritatively determining unresolved state law involved in federal litigation by a statute which permits a federal court to certify such a doubtful question of state law to the Supreme Court of Florida for its decision.” Clay v. Sun Ins. Office, 363 U.S. 207 (1960). With encouragement from the Supreme Court, and the subsequent enactment of a uniform law, certification has now become widely available throughout the United States.

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