The Securities and Exchange Commission slapped Deutsche Bank AG with a $750,000 fine Tuesday for concealing its work advising Hewlett-Packard Co. during last year's contested merger with Compaq Computer Corp. The SEC faulted Deutsche Asset Management Inc. for voting 17 million proxy shares in favor of the merger on behalf of its clients without disclosing that it stood to earn $2 million in consulting fees. The SEC's order also offers a peek into how Hewlett-Packard swung those votes in in its favor.
August 20, 2003 at 12:00 AM
1 minute read
The original version of this story was published on Law.Com
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