Marcy Gordon
March 06, 2009 | Daily Report Online
Judge 'unfreezes' some Stanford accountsWASHINGTON AP - A federal judge issued an order Thursday lifting a freeze on about 12,000 investor accounts with Texas billionaire R. Allen Stanford that were valued at $250,000 or less as of Feb. 28, at the request of the court-appointed receiver in the Stanford case.The Securities and Exchange Commission, which has accused Stanford of conducting an $8 billion investment fraud, announced the order by U.
By MARCY GORDON
3 minute read
July 10, 2007 | Daily Report Online
Entrepreneur's ex-butler paying $66,180 to settle SEC insider-trading caseWASHINGTON AP - The butler neither admits nor denies that he did it. But he has agreed to pay $66,180 to settle charges that he illegally traded stock using confidential information on the acquisition plans of his former boss, businessman Robert F.X. Sillerman.The Securities and Exchange Commission announced the settlement Monday with the former butler, Graham J.
By Marcy Gordon
2 minute read
November 20, 2009 | Daily Report Online
SEC told to improve ways it chooses probe targetsBy MARCY GORDON
2 minute read
February 06, 2009 | Daily Report Online
SEC chief speeding penalty process for violationsBy MARCY GORDON
4 minute read
May 10, 2007 | Daily Report Online
Union officials, Enron victims ask SEC to support shareholders' position in Supreme Court caseWASHINGTON AP - Union officials, state regulators and people who lost retirement savings in the collapse of Enron Corp. urged the Securities and Exchange Commission on Wednesday to support the position of shareholders suing Wall Street banks for damages in a case before the SupremeCourt.The Enron shareholders' $40 billion lawsuit contends that Merrill Lynch Co.
By Marcy Gordon
3 minute read
July 26, 2007 | Daily Report Online
KLA-Tencor settles with SEC in options backdating caseBy Marcy Gordon
3 minute read
July 09, 2009 | Daily Report Online
SEC to call for Calif. IOUs treated as securitiesWASHINGTON AP - The recipients of billions of dollars in IOUs being issued by California soon may have a regulated market where they could sell them.Some of the nation's largest banks say that, starting Friday, they will no longer accept the IOUs. The banks want to pressure the state to end its budget impasse, but their action could leave many businesses and families with fewer options for getting their money.
By MARCY GORDON
3 minute read
January 08, 2002 | Law.com
High School Student to Turn Over Money Allegedly Made From Internet Investment SchemeIn the latest case involving a minor who allegedly profited from online securities fraud, a 17-year-old has agreed to turn over some $900,000 he allegedly swindled from investors in a sports betting scheme he ran on the Internet. The U.S. Securities and Exchange Commission claimed that Cole A. Bartiromo of Mission Viejo, Calif., defrauded about 1,000 investors of more than $1 million through his "Invest Better 2001" Web site and bulletin board.
By Marcy Gordon
3 minute read
July 20, 2009 | Daily Report Online
Morgan Stanley paying $500K in settlement with SECBy MARCY GORDON
2 minute read
October 20, 2009 | Daily Report Online
FDIC: Limited extension of bank debt guaranteesWASHINGTON AP - Federal regulators are likely to offer a limited emergency extension of a rescue program that guarantees hundreds of billions of dollars in U.S. banks' debt.The board of the Federal Deposit Insurance Corp. is expected to vote to provide the six-month extension in some cases of the temporary program, which ends Oct 31.
By MARCY GORDON
1 minute read
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