Build a Customized Arizona CLE Compliance Mini Bundle

Join our expert panelists for a comprehensive discussion on embracing a culture of AI adoption, effectively integrating AI tools to drive innovation within your legal team, and staying ahead of the curve with fast-evolving legal technology.

Expert cybersecurity law panel discusses ransomware remediation emphasizing fast recovery, prevention, and resilience. Panel introduces a playbook on restoration, recovery, and resiliency within the NIST framework, stressing detailed business plans and legal considerations.

A panel of experts discuss whistleblower actions, whistleblower investigations, and best practices in the event of a whistleblower report. The panel breaks down how companies must prioritize whistleblower protection and compliance with federal securities law to avoid SEC enforcement actions.

AI is greatly impacting securities enforcement, regulation, compliance, and practice, requiring companies and regulators to address associated risks and challenges. This panel discusses the increasing risks and regulations around AI in finance. Experts discuss best practices.

This panel discusses the best ways to manage SEC-related criminal investigations and parallel investigations including the DOJ. Challenges include distinguishing between civil and criminal cases, advising clients on criminal involvement, and deciding whether to testify amid investigations.

Organizations facing corporate crises and must prioritize strong compliance and crisis management plans. This expert panel discuss how to address risks that arise in the event of a crisis, including assessing the severity, establishing clear reporting lines, and controlling communication.

This expert panel discusses recent trends in SEC and DOJ insider trading cases. Experts discuss the new 10b5-1 plan amendments. The importance of information security and training to prevent insider trading is highlighted, along with challenges in securing evidence for prosecution.

Financial firms such as asset managers, broker-dealers, private funds, and others face scrutiny and fines from the SEC for compliance failures. Expert panelists discuss how financial firms are facing increased scrutiny and large fines from the SEC for compliance failures, particularly concerning communication records and marketing rules.