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Build a Customized Connecticut CLE Compliance Bundle

Individually select approved CLE courses from our centralized online library no matter where you practice.



The Connecticut Bundle contains twelve (12) credit hours and allows you to select the courses you take from our Connecticut course catalog including the two (2) hours required in Ethics/Professionalism. 

As of January 1, 2017, Connecticut attorneys will be required to complete twelve (12) CLE credits including two (2) in Ethics every year. 

You have one year from the date of purchase to complete your programs.

Please click here for answers to frequently asked questions and instructions on how to access your CLE.

$219.00
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Buy the bundle and earn credits for following courses!

Courses

738 Courses
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45 minutes
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Financial Firms in the SEC's Crosshairs - Key Developments
Financial firms such as asset managers, broker-dealers, private funds, and others face scrutiny and fines from the SEC for compliance failures. Expert panelists discuss how financial firms are facing increased scrutiny and large fines from the SEC for compliance failures, particularly concerning communication records and marketing rules.

Securities Docket

0.75 - General

9 Credit States

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45 minutes
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Cybersecurity, Climate and More - The SEC's Active Rulemaking Agenda and its Impact on Issuers and Regulated Entities
In this course, securities law experts and SEC officials discuss the SEC's new rules to enhance cybersecurity disclosure, enforcement, and governance, requiring companies to report cyber incidents within four days and provide annual reports on governance and risk management.

Securities Docket

0.75 - General

9 Credit States

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46 minutes
cc
Digital Assets and Cryptocurrency Update - Trends in Regulation and Enforcement
Navigating the regulatory world of digital assets/cryptocurrency is essential for businesses. Expert panelists discuss the SEC's application of existing securities law to crypto, recent cases like Ripple and XRP lawsuit, and the increasing scrutiny on digital asset offerings.

Securities Docket

0.75 - General

8 Credit States

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43 minutes
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The SEC's Scrutiny of Asset Managers - Key Developments for Broker-Dealers, Private Funds and Hedge Funds
Financial firms are under heightened scrutiny from the SEC, facing investigations and potential penalties for violations related to off-channel communication, recordkeeping and other matters. Expert panelists discuss proactive measures for asset managers and others in cooperating with the SEC to reduce penalties.

Securities Docket

0.5 - General

9 Credit States

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36 minutes
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Q&A Discussion with SEC Crypto and Cybersecurity Enforcement Chief David Hirsch
The SEC is putting a strong emphasis on safeguarding investors, ensuring transparency, and enforcing regulations within the cryptocurrency market. The Chief of the SEC's Crypto Unit discusses the agency’s priorities related to cryptocurrencies, such as registration, disclosure, legal frameworks, and cybersecurity measures.

Securities Docket

0.5 - General

8 Credit States

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43 minutes
cc
Managing SEC Matters with Parallel or Joint DOJ Criminal Proceedings
Navigating SEC-related criminal investigations requires very careful consideration. With the increasing frequency of parallel DOJ investigations, panelists discuss how clients should respond to such investigations. Experts discuss latest trends in joint investigations.

Securities Docket

0.5 - General

9 Credit States

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44 minutes
cc
Issuer Disclosure and Financial Reporting
Cooperation, robust internal controls, and a culture of compliance are key to preventing accounting fraud, as discussed by expert panelists from the SEC and the private sector. Effective communication and cooperation are vital in navigating investigations, empowering gatekeepers, and setting an example for other firms.

Securities Docket

0.75 - General

8 Credit States

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41 minutes
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Insider Trading Enforcement - Key SEC Cases and Prosecutions
A panel of securities law experts, including SEC officials, discusses the latest trends and in insider trading enforcement actions. Discussion of new technological advances, 10b5-1 trading plans, and recent cases. Panelists offer proactive measures and client takeaways.

Securities Docket

0.5 - General

9 Credit States

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