Build a Customized New York CLE Compliance Bundle

Individually select approved CLE courses from our centralized online library no matter where you practice.

The New York Build Your Bundle includes twenty-four (24) CLE credit hours and allows you to select the courses you wish to take to fulfill your required CLE including four (4) required hours in Ethics, one (1) hour in Diversity, Inclusion & Elimination of Bias and one (1) hour in Cybersecurity, Privacy & Data Protection-General or Ethics.

The New York CLE Board allows attorneys to take all twenty-four (24) required CLE hours online, including the four (4) required hours in Ethics, one (1) hour in Diversity, Inclusion & Elimination of Bias and one (1) hour in Cybersecurity, Privacy & Data Protection-General or Ethics.

After purchase, you can add programs to your bundle to begin receiving credit. You have one year from the date of purchase to complete your programs.

We are an accredited provider of CLE by the New York CLE Board.

$269.00

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Buy the bundle and earn credits for following courses!

Courses

606 Courses

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45 minutes

Cybersecurity, Climate and More - The SEC's Active Rulemaking Agenda and its Impact on Issuers and Regulated Entities

In this course, securities law experts and SEC officials discuss the SEC's new rules to enhance cybersecurity disclosure, enforcement, and governance, requiring companies to report cyber incidents within four days and provide annual reports on governance and risk management.

Securities Docket

0.5 - Cybersecurity, Privacy and Data Protection-General

9 Credit States

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43 minutes

The SEC's Scrutiny of Asset Managers - Key Developments for Broker-Dealers, Private Funds and Hedge Funds

Financial firms are under heightened scrutiny from the SEC, facing investigations and potential penalties for violations related to off-channel communication, recordkeeping and other matters. Expert panelists discuss proactive measures for asset managers and others in cooperating with the SEC to reduce penalties.

Securities Docket

0.5 - Area of Professional Practice

9 Credit States

More Details

36 minutes

Q&A Discussion with SEC Crypto and Cybersecurity Enforcement Chief David Hirsch

The SEC is putting a strong emphasis on safeguarding investors, ensuring transparency, and enforcing regulations within the cryptocurrency market. The Chief of the SEC's Crypto Unit discusses the agency’s priorities related to cryptocurrencies, such as registration, disclosure, legal frameworks, and cybersecurity measures.

Securities Docket

0.5 - Cybersecurity, Privacy and Data Protection-General

8 Credit States

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43 minutes

Managing SEC Matters with Parallel or Joint DOJ Criminal Proceedings

Navigating SEC-related criminal investigations requires very careful consideration. With the increasing frequency of parallel DOJ investigations, panelists discuss how clients should respond to such investigations. Experts discuss latest trends in joint investigations.

Securities Docket

0.5 - Area of Professional Practice

9 Credit States

More Details

44 minutes

Issuer Disclosure and Financial Reporting

Cooperation, robust internal controls, and a culture of compliance are key to preventing accounting fraud, as discussed by expert panelists from the SEC and the private sector. Effective communication and cooperation are vital in navigating investigations, empowering gatekeepers, and setting an example for other firms.

Securities Docket

0.5 - Area of Professional Practice

8 Credit States

More Details

41 minutes

Insider Trading Enforcement - Key SEC Cases and Prosecutions

A panel of securities law experts, including SEC officials, discusses the latest trends and in insider trading enforcement actions. Discussion of new technological advances, 10b5-1 trading plans, and recent cases. Panelists offer proactive measures and client takeaways.

Securities Docket

0.5 - Area of Professional Practice

9 Credit States

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46 minutes

Best Practices for Handling a Major Internal Investigation or Corporate Crisis

An expert panel including counsel from the SEC discusses how managing a corporate crisis or major internal investigation requires a delicate balance of assessing the impact on disclosure and regulators and engaging with various stakeholders. Auditors play a crucial role in assessing evidence, collaborating with boards/counsel, and navigating independence issues.

Securities Docket

0.5 - Area of Professional Practice

10 Credit States

More Details

40 minutes

Whistleblowers – Their Impact on Corporations and SEC Enforcement

Join us as experts discuss the SEC’s Whistleblower Program and recent whistleblower awards. Panelists give recommendations on handling whistleblower complaints and rules against retaliation. Discussion of UBS, Activision, and Brinks cases.