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Build a Customized New York CLE Compliance Mini Bundle

Individually select approved CLE courses from our centralized online library no matter where you practice.



With the New York Mini Build Your Bundle includes twelve (12) CLE hours and allows you to select the courses you wish to take that includes four (4) required hours in Ethics, one (1) hour in Diversity, Inclusion & Elimination of Bias and one (1) hour in Cybersecurity, Privacy & Data Protection-General or Ethics. 

The New York CLE Board allows attorneys to take all twenty-four (24) required CLE hours online, including the four (4) required hours in Ethics, one (1) hour in Diversity, Inclusion & Elimination of Bias and one (1) hour in Cybersecurity, Privacy & Data Protection-General or Ethics.

We are an accredited provider of CLE by the New York CLE Board.

After purchase, you can add programs to your bundle to begin receiving credit. You have one year from the date of purchase to complete your programs. 


$219.00
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Buy the bundle and earn credits for following courses!

Courses

606 Courses
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45 minutes
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Ransomware Remediation (and How to Keep Ransomware Attackers from Reading Emails and Joining Zoom Calls)
Expert cybersecurity law panel discusses ransomware remediation emphasizing fast recovery, prevention, and resilience. Panel introduces a playbook on restoration, recovery, and resiliency within the NIST framework, stressing detailed business plans and legal considerations.

Securities Docket

0.5 - Cybersecurity, Privacy and Data Protection-General

11 Credit States

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45 minutes
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Whistleblower Update - The Impact on Corporations and SEC Enforcement
A panel of experts discuss whistleblower actions, whistleblower investigations, and best practices in the event of a whistleblower report. The panel breaks down how companies must prioritize whistleblower protection and compliance with federal securities law to avoid SEC enforcement actions.

Securities Docket

0.5 - Area of Professional Practice

9 Credit States

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43 minutes
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The Impact of AI on Securities Enforcement, Regulation, Compliance and Practice
AI is greatly impacting securities enforcement, regulation, compliance, and practice, requiring companies and regulators to address associated risks and challenges. This panel discusses the increasing risks and regulations around AI in finance. Experts discuss best practices.

Securities Docket

0.5 - Cybersecurity, Privacy and Data Protection-General

9 Credit States

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45 minutes
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Managing SEC-Related Criminal Investigations and Prosecutions
This panel discusses the best ways to manage SEC-related criminal investigations and parallel investigations including the DOJ. Challenges include distinguishing between civil and criminal cases, advising clients on criminal involvement, and deciding whether to testify amid investigations.

Securities Docket

0.5 - Area of Professional Practice

9 Credit States

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45 minutes
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Masterclass - Managing a True Corporate Crisis or Major Internal Investigation
Organizations facing corporate crises and must prioritize strong compliance and crisis management plans. This expert panel discuss how to address risks that arise in the event of a crisis, including assessing the severity, establishing clear reporting lines, and controlling communication.

Securities Docket

0.5 - Area of Professional Practice

10 Credit States

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46 minutes
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Insider Trading 360 - Enforcement Trends, Sweeps, Key Cases and Prosecutions
This expert panel discusses recent trends in SEC and DOJ insider trading cases. Experts discuss the new 10b5-1 plan amendments. The importance of information security and training to prevent insider trading is highlighted, along with challenges in securing evidence for prosecution.

Securities Docket

0.5 - Area of Professional Practice

9 Credit States

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45 minutes
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Financial Firms in the SEC's Crosshairs - Key Developments
Financial firms such as asset managers, broker-dealers, private funds, and others face scrutiny and fines from the SEC for compliance failures. Expert panelists discuss how financial firms are facing increased scrutiny and large fines from the SEC for compliance failures, particularly concerning communication records and marketing rules.

Securities Docket

0.5 - Area of Professional Practice

9 Credit States

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45 minutes
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Financial Disclosure and Accounting Fraud
Companies are urged to prioritize timely and comprehensive financial disclosure, cooperation, and rebuilding accounts in cases of accounting fraud to avoid enforcement actions and negative market effects, as discussed by SEC and private sector panelists.

Securities Docket

0.5 - Area of Professional Practice

8 Credit States

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