Editor's comment: The grate debate
At a recent Solicitors Regulation Authority (SRA) briefing, one official asked me how the body could get more engagement when consulting on policy. It's a question I've been asked before by regulators and representative bodies and I gave the official the same answer: do less consultations - a lot less. The other answer I could have given would have been to look at the wording of all documents you issue and make a drastic effort to turn your words into plain English. Not that I'm singling out the SRA - this excess of convoluted consultation has been symptomatic of Whitehall, local authorities and all manner of quangos and regulators for years. Until recently this trend had yet to fully take hold of the legal profession but the jostling ahead of the Legal Services Act changed all that. Legal bodies now issue a dizzying number of consultations, in many cases attracting derisory response levels as diminishing returns kick in.
March 30, 2010 at 02:35 AM
3 minute read
Too much consultation, but not enough with clients
At a recent Solicitors Regulation Authority (SRA) briefing, one official asked me how the body could get more engagement when consulting on policy. It's a question I've been asked before by regulators and representative bodies and I gave the official the same answer: do less consultations – a lot less.
The other answer I could have given would have been to look at the wording of all documents issued and make a drastic effort to turn your words into plain English. Not that I'm singling out the SRA – this excess of convoluted consultation has been symptomatic of Whitehall, local authorities and all manner of quangos and regulators for years.
Until recently this trend had yet to fully take hold of the legal profession but the jostling ahead of the Legal Services Act changed all that. Legal bodies now issue a dizzying number of consultations, in many cases attracting derisory response levels as diminishing returns kick in.
The irony is that the profession has some big issues to debate at the moment. In the case of the SRA, the body was last week attempting to kick off a dialogue over a once-in-a-generation shift towards what it terms outcomes-focused regulation.
The concept is laudable, but engaging the profession will be a challenge given the thicket of jargon the unsuspecting solicitor must first break through. The idea is to focus regulation on activities with the greatest risks to clients and put more emphasis on underlying principles, as opposed to box-ticking compliance. This sort of stuff is easy to talk about but notoriously hard to put in practice, but that doesn't mean it's not worth the effort.
And, for what it's worth, the SRA gives the impression of genuinely attempting to grapple with some of the fundamental shortcomings of the current regime, which bodes well.
But the body needs a better dialogue with the profession, in particular the key constituency that it is failing to reach: the client. While large law firms have the resources to monitor and respond to detailed policy debates, clients do not.
A case in point is the recent debate over liberalisation of conflicts rules, which achieved support from large law firms but initially only received one client response. On a second consultation it became clear that many clients are sceptical.
Personally, I'm agnostic about the proposed reforms but it would have done the profession no favours to introduce such policy reform without a proper debate. The SRA – and other legal bodies – should investigate more informal means to gather client feedback that are less onerous than lengthy written submissions.
After all, with such radical legal services reform on the horizon it would be bizarre for the client to have so little input in shaping this brave new world.
Related event: Legal Week Future of Legal Services Forum
This content has been archived. It is available through our partners, LexisNexis® and Bloomberg Law.
To view this content, please continue to their sites.
Not a Lexis Subscriber?
Subscribe Now
Not a Bloomberg Law Subscriber?
Subscribe Now
NOT FOR REPRINT
© 2025 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
You Might Like
View AllMcDermott Hits Paul Hastings In London Again As Macfarlanes Also Swoops For Talent
2 minute readRe-Examining Values: Greenberg Traurig's Executive Chairman on the Lessons of the Pandemic
4 minute readDiversity Commitments Feel Hollow When Firms Cosy Up to Oppressive Regimes
Trending Stories
- 1Meta Hires Litigation Strategy Chief, Tapping King & Spalding Partner Who Was Senior DOJ Official in First Trump Term
- 2Courts Beginning to Set Standards for Evidence Relying upon Artificial Intelligence
- 3First-Degree Murder Charge May Not Fit Mangione Case
- 4Legal Tech's Predictions for Legal Ops & In-House in 2025
- 5SDNY US Attorney Damian Williams Lands at Paul Weiss
Who Got The Work
Michael G. Bongiorno, Andrew Scott Dulberg and Elizabeth E. Driscoll from Wilmer Cutler Pickering Hale and Dorr have stepped in to represent Symbotic Inc., an A.I.-enabled technology platform that focuses on increasing supply chain efficiency, and other defendants in a pending shareholder derivative lawsuit. The case, filed Oct. 2 in Massachusetts District Court by the Brown Law Firm on behalf of Stephen Austen, accuses certain officers and directors of misleading investors in regard to Symbotic's potential for margin growth by failing to disclose that the company was not equipped to timely deploy its systems or manage expenses through project delays. The case, assigned to U.S. District Judge Nathaniel M. Gorton, is 1:24-cv-12522, Austen v. Cohen et al.
Who Got The Work
Edmund Polubinski and Marie Killmond of Davis Polk & Wardwell have entered appearances for data platform software development company MongoDB and other defendants in a pending shareholder derivative lawsuit. The action, filed Oct. 7 in New York Southern District Court by the Brown Law Firm, accuses the company's directors and/or officers of falsely expressing confidence in the company’s restructuring of its sales incentive plan and downplaying the severity of decreases in its upfront commitments. The case is 1:24-cv-07594, Roy v. Ittycheria et al.
Who Got The Work
Amy O. Bruchs and Kurt F. Ellison of Michael Best & Friedrich have entered appearances for Epic Systems Corp. in a pending employment discrimination lawsuit. The suit was filed Sept. 7 in Wisconsin Western District Court by Levine Eisberner LLC and Siri & Glimstad on behalf of a project manager who claims that he was wrongfully terminated after applying for a religious exemption to the defendant's COVID-19 vaccine mandate. The case, assigned to U.S. Magistrate Judge Anita Marie Boor, is 3:24-cv-00630, Secker, Nathan v. Epic Systems Corporation.
Who Got The Work
David X. Sullivan, Thomas J. Finn and Gregory A. Hall from McCarter & English have entered appearances for Sunrun Installation Services in a pending civil rights lawsuit. The complaint was filed Sept. 4 in Connecticut District Court by attorney Robert M. Berke on behalf of former employee George Edward Steins, who was arrested and charged with employing an unregistered home improvement salesperson. The complaint alleges that had Sunrun informed the Connecticut Department of Consumer Protection that the plaintiff's employment had ended in 2017 and that he no longer held Sunrun's home improvement contractor license, he would not have been hit with charges, which were dismissed in May 2024. The case, assigned to U.S. District Judge Jeffrey A. Meyer, is 3:24-cv-01423, Steins v. Sunrun, Inc. et al.
Who Got The Work
Greenberg Traurig shareholder Joshua L. Raskin has entered an appearance for boohoo.com UK Ltd. in a pending patent infringement lawsuit. The suit, filed Sept. 3 in Texas Eastern District Court by Rozier Hardt McDonough on behalf of Alto Dynamics, asserts five patents related to an online shopping platform. The case, assigned to U.S. District Judge Rodney Gilstrap, is 2:24-cv-00719, Alto Dynamics, LLC v. boohoo.com UK Limited.
Featured Firms
Law Offices of Gary Martin Hays & Associates, P.C.
(470) 294-1674
Law Offices of Mark E. Salomone
(857) 444-6468
Smith & Hassler
(713) 739-1250