National Law Journal | Analysis|News
By Tony Mauro | November 15, 2017
The U.S. Supreme Court's consideration of cases challenging the constitutional status of SEC administrative law judges has brought recusal issues front and center.
By C. Ryan Barber | November 10, 2017
Here's a look, by the numbers, at where things stand for Equifax in the fallout over one of the largest data breaches in U.S. history.
By Melanie Waddell | November 8, 2017
The Securities and Exchange Commission is creating a website that will contain “a searchable database of individuals” who have been barred or…
By C. Ryan Barber | October 26, 2017
Jane Norberg, the head of the SEC's whistleblower office, said the corporate world is getting the hint and not using severance agreements to stifle would-be tipsters. “The good news is that I have seen some improvement in this area,” Norberg said Thursday at a securities conference in Washington. The “message is out there” that severance agreements cannot include terms preventing employees from contacting regulators, she added.
By Cogan Schneier | September 29, 2017
The U.S. Court of Appeals for the D.C. Circuit upheld the SEC's finding that a broker violated securities laws, but remanded the case to the agency for reconsideration of the penalties.
By Ross Todd | September 26, 2017
The complaint runs through a laundry list of legal scandals at the ride-hailing company and claims investors were misled about the lawfulness of Uber's operations.
By Ed Silverstein | September 25, 2017
Cybersecurity attorneys agree, the SEC hack provides a lesson to pay close attention to third-party partners and high-risk targets.
By Andrew Denney | September 18, 2017
Among the lawsuits piling up against Equifax Inc. stemming from the massive data breach that put approximately 143 million consumers' data at risk are proposed class actions filed by investors who said the credit reporting agency broke securities laws.
By B. Colby Hamilton | August 23, 2017
The U.S. Court of Appeals for the Second Circuit found Wednesday that its own prior interpretation of insider trading precedent was "no longer good law" after the U.S. Supreme Court's ruling last year in 'U.S. v. Salman'.
By C. Ryan Barber | July 21, 2017
The Trump administration is touting the number of federal regulations that are on the chopping block. Exxon Mobil Corp.'s suing the U.S. Treasury Department over a $2 million fine for violating Russia sanctions. The Federal Trade Commission's looking at Amazon.com's discounting practices. And financial regulators appear to be pulling back on a plan to restrict Wall Street bonuses. This is a weekly roundup from ALM and around the web.
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