By C. Ryan Barber | June 21, 2018
“I think the SEC should be in the business of getting money back for investors who are subject to that kind of fraud—a Ponzi scheme and whatnot. A possible way to do that is to give us restitution authority in those circumstances,” Clayton told members of a U.S. House committee on Thursday.
By C. Ryan Barber | June 20, 2018
Who's Kathy Kraninger and what's the back story on how she got the nod to run the CFPB? Plus: check out what Venable's doing on the blockchain front. And we've got the latest compliance and financial services moves. Thanks for reading Compliance Hot Spots.
By Brian Fahey, MyComplianceOffice | June 20, 2018
A new class of automated solutions is focusing on conduct risk management as a cornerstone of the compliance program.
By Sue Reisinger | June 19, 2018
The charges against Audi's Rupert Stadler and other CEOs in the news raise the question, what are GCs to do when they find that the company's leader is under arrest?
Legaltech News | Live Coverage|News
By Zach Warren | June 14, 2018
Legal ops professionals from Disney and Walgreens captured the changing law firm cybersecurity paradigm and some of the bumps they encountered in building evaluation programs.
By Sue Reisinger | June 12, 2018
Merrill Lynch will pay more than $15 million to settle charges that its employees misled customers into overpaying for residential mortgage-backed securities.
By C. Ryan Barber | June 12, 2018
Data-security lawyers are parsing what's next after the FTC lost its big LabMD case in the 11th Circuit. To be sure, there are challenges for the agency. Plus: We've got some early observations about DOJ's foreign-agent memos. And scroll down to see some of the big compliance headlines. Thanks for reading!
By Sue Reisinger | June 11, 2018
"CECOs and general counsels need to push their boards for more time and priority," said David Greenberg, a senior adviser at LRN, which recently released a report on how board members handle E&C.
By Michael J. Venditto | June 8, 2018
There are no absolute protections against the downside risk in any transaction. This is especially the case in cross-border transactions that span multiple jurisdictions. Nevertheless, some careful planning and drafting can improve the prospects for the outcome.
By Cheryl Miller | June 7, 2018
"Despite the delays [in] licensing, we are still the first state on the East Coast that will be dispensing adult-use product and our regulatory structure is comprehensive," said Kevin Conroy, co-chair of Foley Hoag's marijuana group.
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