By Rose Walker | November 9, 2021
The Financial Conduct Authority banned Binance's U.K. arm from conducting regulated business earlier in 2021.
By Andrew Goudsward | November 8, 2021
Justice Department officials said the company's cooperation allowed the government to help victims of the attack and ultimately indict and arrest the man who spearheaded it.
By Dan Roe | November 3, 2021
Actuate Law, a tech-focused boutique based in Chicago, will move a couple of full-time lawyers and its AI legal compliance subsidiary into a new Wynwood building next spring.
By Rhys Dipshan | November 3, 2021
In purchasing the Digital Safe product line from enterprise software provider Micro Focus, Smarsh is aiming to help enterprises better handle their compliance needs as their employees leverage more collaboration, chat and remote work platforms.
New York Law Journal | Analysis
By William F. Johnson | November 3, 2021
Recent events suggest that the SEC may bring enhanced scrutiny to companies' disclosure on issues like reputational impact, arguably a more subjective area than business operations and financial performance.
By Ben Brook, Transcend | November 3, 2021
The use of dark patterns in UX/UI has become so prevalent that earlier this year, legislators in California and Colorado took action. Now, what has commonly been considered a design issue is a legal issue for companies.
By Phillip Bantz | October 29, 2021
"You have to recognize that testing without a commitment to fixing serious flaws is a significant problem," said Rob Chesnut, former general counsel and chief ethics officer for Airbnb Inc.
By Andrew Goudsward | October 28, 2021
Deputy Attorney General Lisa Monaco announced policy changes to reduce constraints on white-collar prosecutors. "Our responsibility is to incentivize responsible corporate citizenship, a culture of compliance and a sense of accountability," she said.
By Phillip Bantz | October 27, 2021
Chris Baker is exiting the Boston-based asset manager to serve as chief compliance officer at Allspring, where he'll report to another State Street Global Advisors alum—Kate McKinley, who joined Allspring in August as chief legal officer.
By Andrew Goudsward | October 25, 2021
Cole Finegan was nominated to be U.S. attorney in Colorado.
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