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Navigating the SEC's Marketing Rule: Compliance Challenges and Legal Insights
The Securities and Exchange Commission (SEC) has underscored the critical importance of its Marketing Rule compliance through a series of recent enforcement actions and risk alerts. This article delves into the challenges that investment advisers must navigate when marketing their services. It also explores how legal counsel and compliance consultants can effectively support their clients in adhering to both the explicit requirements and nuanced aspects of the Marketing Rule.Finding a Place for Zoning and Pro Bono Service
Although the zoning board requires every case to offer facts and evidence establishing codified legal standards, one of the most vital aspects of any zoning case is the presentation of the outcome of a required community engagement process.Cutting Partner Compensation Becomes Routine in Big Law
Some firms are making sharper pay cuts of partners, helping them pay their top performers.Richards, Layton & Finger Director Elected a Fellow of the American College of Governance Counsel
Raymond DiCamillo, a director of Richards, Layton & Finger, has been elected as a fellow of the American College of Governance Counsel.View more book results for the query "*"
Big Firms Add Energy and Litigation Lateral Partners
The moves in energy-related practices come as more firms are seeing an uptick in work within the renewable space in light of federal legislation.Public Interest Calendar of Events
October On Oct. 23, from 5:30-7 p.m., come out to the Pro Bono Story Slam, hosted by the law firm pro bono subcommittee, pro bono subcommittee…Photronics GC Placed on Leave in June Departs—With Company Paying an Extra Year of Salary
The maker of semiconductor components had said it was sidelining Richelle Burr "during the pendency of an ongoing internal review regarding certain Company transactions and other matters." But it never provided details on the inquiry or shed light on its outcome.Trending Stories
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Leveraging Technology to Improve Employee Engagement and Client Satisfaction
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Lex Machina Contracts: Commercial Litigation Report 2024
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