By Michael A. Mora | January 28, 2021
Should the Securities and Exchange Commission move from its position of "actively monitoring" to investigating regulatory concerns, it could justify a move from Robinhood to halt trading.
By Ross Todd | January 27, 2021
A federal judge found plaintiffs hadn't alleged that real estate finance company Velocity Financial could have known the extent of the coronavirus pandemic at the time of its January 2020 IPO—meaning there was no need for any disclosures about the pandemic.
By Ross Todd | January 27, 2021
A federal judge found plaintiffs hadn't alleged that real estate finance company Velocity Financial could have known the extent of the coronavirus pandemic at the time of its January 2020 IPO—meaning there was no need for any disclosures about the pandemic.
The Legal Intelligencer | Commentary
By Katayun I. Jaffari and Germain E. DeMartinis | January 26, 2021
In the wake of the Jan. 6 riots at the U.S. Capitol, organizations from public companies to large financial institutions, and even law firms, are reconsidering their political contributions.
Delaware Business Court Insider | News
By Ellen Bardash | January 21, 2021
Class plaintiffs said executives padded Walmart's pharmacy revenue by encouraging pharmacists to fill opioid prescriptions with questionable legitimacy. Those actions, the complaint said, led to a stock price drop when the U.S. Justice Department sued to stop overprescription.
By Ellen Bardash | January 21, 2021
Class plaintiffs said executives padded Walmart's pharmacy revenue by encouraging pharmacists to fill opioid prescriptions with questionable legitimacy. Those actions, the complaint said, led to a stock price drop when the U.S. Justice Department sued to stop overprescription.
By Dan Packel | January 21, 2021
Raquel Fox had been with the agency for nearly a decade.
By C. Ryan Barber | January 19, 2021
Welcome to Compliance Hot Spots. Who will Biden pick to lead DOJ's criminal division? Some names of possible contenders are emerging. Thanks for reading!
By C. Ryan Barber | January 12, 2021
Welcome to Compliance Hot Spots, our weekly snapshot on white-collar, regulatory and compliance news and trends. Thanks for reading! Let's dive in.
By Tom McParland | January 12, 2021
Big Law attorneys have entered appearances in the civil action, which alleged that Ripple had sold more than 14.6 billion units in XRP, one of the world's largest cryptocurrencies, without registering the offerings with the SEC.
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