By Tasha Norman | March 5, 2020
"It is good to spot problems, but it is even better to think through potential solutions."
By Lidia Dinkova | March 4, 2020
The lawsuit lists many of the same allegations filed in a Securities and Exchange Commission civil complaint and goes on to accuse sales agents of aiding and abetting the alleged fraud.
By Amanda Bronstad | March 4, 2020
Are personal injury lawyers looking at the coronavirus?
New York Law Journal | Analysis
By Charles D. Riely, Jeffrey R. Shuman and Ravi Ramanathan | March 3, 2020
A discussion of the publicly available information concerning the SEC's enforcement efforts against the manipulative use of non-GAAP financial metrics, and how the SEC might address these metrics going forward in an anti-fraud context.
By Jack Newsham | March 2, 2020
Plaintiff law firms Labaton Sucharow and the Thornton Law Firm say they are evaluating options after a judge referred the firms' conduct to a disciplinary authority.
Litigation Daily | Expert Opinion
By John Berry and Elaine Goldenberg | February 28, 2020
While the SEC's civil-penalty remedy is firmly grounded in the statutes, the disgorgement remedy at the heart of the case up for argument on March 3 has a far murkier basis.
By John Berry and Elaine Goldenberg | February 28, 2020
While the SEC's civil-penalty remedy is firmly grounded in the statutes, the disgorgement remedy at the heart of the case up for argument on March 3 has a far murkier basis.
By Sue Reisinger | February 27, 2020
SeaWorld's sales and attendance were at record levels, but the company said legal costs led to a fourth quarter loss of $24.2 million. The costs stem from a class action settlement of a suit related to a film about Tilikum the whale.
The Legal Intelligencer | Commentary
By Robert L. Hickok, Jay A. Dubow and Robyn R. English-Mezzino | February 27, 2020
The OCIE report adds significantly to this point by illuminating the policies and procedures that organizations are implementing to prevent cybersecurity threats and address incidents if or when they occur.
By Alaina Lancaster | February 27, 2020
Wednesday's ruling from U.S. District Judge Phyllis Hamilton didn't delve into whether the XRP cryptocurrency meets the definition of a security outlined under federal law, but did find that the class action lawsuits were filed within the applicable time limit.
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