By Dennis A. Stubblefield | July 29, 2019
Professor Marc I. Steinberg has provided us with a very rare and useful contribution.
By Charles Toutant | July 24, 2019
The appeals court reversed a decision by a federal judge in New Jersey finding Hayden Zou and L. McCarthy Downs III liable under Section 11 of the Securities Act for omitting negative financial information about Tibet Pharmaceuticals from its registration statement.
By ALM Staff | July 24, 2019
My first year practicing—as an assistant U.S. attorney in D.C.—I learned that if you've never lost a case, you've never tried a case.
By Alaina Lancaster | July 24, 2019
The legal community has some strong opinions on Facebook's settlement, and Regulation A+ could serve as a road map for future ICOs.
By C. Ryan Barber | July 23, 2019
Thanks for stopping by Compliance Hot Spots! Scroll down for our weekly snapshot of news and analysis in the white-collar and compliance space.
New York Law Journal | Analysis
By Benjamin Gruenstein and Miriam Rosenbaum | July 23, 2019
The 'Martoma' test eliminates any meaningful burden on the government to show an actual benefit gleaned by the tipper.
By Tom McParland | July 19, 2019
A securities class action claim against Netshoes, finding the suit failed to support allegations that the company had purposely misrepresented key aspects of its business to would-be investors.
By Xiumei Dong | July 19, 2019
Baker McKenzie takes DLA Piper's Perrie Weiner and Edward Totino to boost its practice in Los Angeles.
By Lizzy McLellan | July 17, 2019
Gregory Varallo joined the plaintiffs-side powerhouse as a partner just weeks after finishing his term as president of Delaware's largest law firm.
New York Law Journal | Analysis
By John C. Coffee Jr. | July 17, 2019
In his Corporate Securities column, John C. Coffee Jr. writes: It has been nearly 60 years since the SEC first clearly prohibited insider trading in its 1961 decision in 'In re Cady, Roberts & Co.' You would think that would be long enough for the doctrinal rules to have become reasonably clear. Think again! The recent evidence shows otherwise.
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