By Melanie Waddell | November 8, 2017
The Securities and Exchange Commission is creating a website that will contain “a searchable database of individuals” who have been barred or…
By Colby Hamilton | November 7, 2017
The Second Circuit's order preserved the class status of investors who say the British bank's 'dark pool' investment division violated securities laws.
By Kristen Rasmussen | November 7, 2017
The U.S. Securities and Exchange Commission has charged Columbia, Maryland-based Osiris Therapeutics and four former executives with accounting fraud.
The Legal Intelligencer | Commentary
By Katayun I. Jaffari and Mehrnaz (Naz) Jalali | November 6, 2017
Pay ratio is still here. If you thought pay ratio was out the door when the new presidential administration came through in January of this year, you are not alone. However, the pay ratio rule has not been repealed by Congress.
By Ben Hancock | November 2, 2017
Blockchain startup Tezos was hit with a novel lawsuit last week alleging it violated U.S. securities laws and misled investors regarding its blockbuster $232 million initial coin offering, or ICO.
By Colby Hamilton | November 2, 2017
Following charges brought by the SEC, the Brooklyn-based trader was arrested Wednesday and new faces criminal charges over two initial coin offerings.
By Colby Hamilton | November 1, 2017
Joseph Meli, the man accused of executing a multimillion-dollar Ponzi scheme that lured investors in with promises of substantial profits from the resale of tickets to the Broadway hit “Hamilton” and other big shows pleaded guilty Tuesday to security fraud, the U.S. attorney for the Southern District of New York announced.
By Amanda Ciccatelli | November 1, 2017
These days, class action securities fraud filings are continuing at a record pace. The 2016 disclosure-only settlement rejection by the Delaware Court…
By Ross Todd | October 30, 2017
Lawyers for former Autonomy CFO Sushovan Hussain had argued the charges against him are an impermissible extraterritorial application of federal criminal law.
By Jenna Greene | October 26, 2017
Viacom directors who greenlighted $13 million in compensation to the company's nonagenarian chairman Sumner Redstone dodged a shareholder suit, thanks to a team from Skadden.
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