Securities Litigation

  • Daily Business Review

    Greenberg Traurig Represents Medical Tech Company in $280M Deal

    By Carla Vianna | July 25, 2017

    A team of Greenberg Traurig lawyers helped pave the path for a Pennsylvania medical technology company's $280 million acquisition of a Swiss public company.

  • New York Law Journal

    As Trial Nears End, Brafman Says Shkreli Won't Testify

    By Andrew Denney | July 24, 2017

    The securities fraud trial for pharmaceutical executive Martin Shkreli, now in its fifth week, is grinding to its conclusion.

  • New York Law Journal

    Petrobras Seeks Circuit Review of Decision on Class Status

    By B. Colby Hamilton | July 24, 2017

    Attorneys for Brazilian energy giant Petrobras are asking the U.S. Court of Appeals for the Sec-ond Circuit to reconsider its order that would largely have allowed the class action suit against it to proceed.

  • Corporate Counsel

    Sarbanes-Oxley's Legacy for Corporate Counsel

    By Michael W. Peregrine | July 24, 2017

    On the 15th anniversary of the Sarbanes-Oxley Act, enacted July 30, 2002, in-house counsel should pause to reflect on how the on-going legacy of that seminal law continues to impact the role of the general counsel, lawyers' professional responsibilities, and the relationship of corporate counsel to governance.

  • New York Law Journal

    SEC Disgorgement: Is It Insurable?

    By By Howard B. Epstein and Theodore A. Keyes | July 24, 2017

    In their Corporate Insurance Law column, Howard Epstein and Theodore Keyes discuss 'Kokesh v. SEC,' where the U.S. Supreme Court held that the SEC's use of disgorgement of profits as a remedy in an enforcement action constitutes a penalty that is subject to the federal five-year statute of limitations. They write: The question at issue for the Kokesh court was whether SEC disgorgement is a penalty. The question for the insurance community is whether it is insurable. The question for us is whether these two issues may overlap.

  • Litigation Daily

    Shout-Out: Sullivan and Cromwell—and Bob Giuffra—Strike Again

    By Jenna Greene | July 21, 2017

    Facing firepower from a top securities class action firm, Sullivan and Cromwell partners Robert Giuffra Jr. and Matthew Schwartz on Thursday racked up a win on behalf of department store Kohl's Corp. and two of its executives in Wisconsin federal court.

  • New York Law Journal

    SDNY Drops Charges in 'London Whale' Case

    By B. Colby Hamilton | July 21, 2017

    The Southern District U.S. Attorney's Office has moved to drop charges against two former JPMorgan Chase & Co. traders in the "London Whale" over concerns about testimony from the whale himself, Bruno Iksil.

  • National Law Journal

    SEC Whistleblowers in Line for Windfall, and FTC Probes Amazon: Roundup

    By C. Ryan Barber | July 21, 2017

    The Trump administration is touting the number of federal regulations that are on the chopping block. Exxon Mobil Corp.'s suing the U.S. Treasury Department over a $2 million fine for violating Russia sanctions. The Federal Trade Commission's looking at Amazon.com's discounting practices. And financial regulators appear to be pulling back on a plan to restrict Wall Street bonuses. This is a weekly roundup from ALM and around the web.

  • New Jersey Law Journal

    NJ Couple to Pay $2.1 Million in Securities Fraud Case

    By Michael Booth | July 20, 2017

    A Tinton Falls couple who own two investment companies will pay $2.1 million to settle claims filed by the New Jersey Attorney General's Office for violating state securities laws.

  • The American Lawyer

    Linklaters Associate Denies Wrongdoing in Insider Trading Case

    By Roy Strom | July 20, 2017

    A pristine start to a Big Law career has been derailed for a former editor-in-chief of Harvard Law School's International Law Review who joined Linklaters in 2015.

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