Daily Report Online | Commentary
By Andrew Mason | March 11, 2021
While there are some areas of securities enforcement that are likely to remain steady in the transition from the Trump administration to the Biden administration, some areas of enforcement are likely to see an uptick in enforcement actions.
By Dan Roe | March 1, 2021
The San Diego firm's 2020 was an amalgam of prevailing trends in the Am Law 200: Layoffs in spring, a $5.5 million PPP loan, and surprisingly resilient clients that came through for a year of record revenue and 27% more income.
By Michael A. Mora | January 28, 2021
Should the Securities and Exchange Commission move from its position of "actively monitoring" to investigating regulatory concerns, it could justify a move from Robinhood to halt trading.
By Kenneth Artz | August 27, 2020
Texas Lawyer recently spoke with Colin Carter about how the upcoming election might impact estate planning and investment portfolios, and managing family dynamics and the transfer of wealth between generations.
By Amanda Bronstad | July 29, 2020
The "Securities Class Action Filings – 2020 Midyear Assessment," compiled by Cornerstone Research and the Stanford Law School Securities Class Action Clearinghouse, found that there were 182 new class action securities filings through June 30, an 18% decrease from the second half of 2019 and the lowest since the end of 2016.
New York Law Journal | Expert Opinion
By Scott Colesanti and Savannah Aronson | July 29, 2020
A uniform response to the 10-year old cryptocurrency phenomenon remains only a remote possibility, as regulators waver between encouraging registration of digital offerings and halting/disciplining those online issuers offering Quixotic returns.
By Angela Morris | July 22, 2020
Texas Attorney General Ken Paxton won't be designated as a responsible third party in securities fraud litigation involving two men who were complainants in Paxton's criminal felony securities fraud charges.
By Catherine Wilson | June 8, 2020
The Securities and Exchange Commission watched a Miami company's websites offering COVID-19 investment opportunities for weeks before filing a civil complaint.
By Catherine Wilson | April 30, 2020
Company's lawyer responds that the SEC staff is peddling a "false narrative."
By Leigh Jones | Vanessa Blum | April 17, 2020
Randy Mastro, co-chair of the firm's litigation practice group, describes the growing wave of lawsuits.
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