The Legal Intelligencer | Commentary
By Robert L. Hickok, Jay A. Dubow and Kaitlin L. O'Donnell | December 2, 2019
Clarifying the scope of the U.S. Supreme Court's 2017 decision Kokesh v. Securities Exchange Commission, the U.S. Court of Appeals for the Third Circuit has found that "obey the law" injunctions and industry bars in SEC enforcement actions are not "penalties" subject to the federal five-year statute of limitations.
The Legal Intelligencer | Commentary
By Katayun I. Jaffari and Kyle S. Uhlman | November 4, 2019
Champions of diversity have echoed that the ongoing lack of boardroom diversity is not only problematic in an increasingly diverse society, but that boards risk missing the opportunities for concrete improved business results and enhanced overall board effectiveness if they lack diversity.
The Legal Intelligencer | Commentary
By Katayun I. Jaffari and Jessica DuBois | September 11, 2019
A review of the data from the past two proxy seasons seems to suggest certain trends. First, a company's capitalization, number of employees, and industry type seem to be key factors in determining how high or low a pay ratio is.
The Legal Intelligencer | Commentary
By Robert L. Hickok, Jay A. Dubow and Erica H. Dressler | August 30, 2019
The U.S. Court of Appeals for the Third Circuit recently reiterated the long-standing principles that a defendant's alleged misrepresentations may be rendered immaterial by a defendant's sufficient disclosure of information; and even if alleged misrepresentations are materially misleading, a Rule 10b-5 claim may still fail if the allegations do not demonstrate a strong inference of scienter.
The Legal Intelligencer | Commentary
By Peter A. Jaslow and Paul D. Hallgren Jr. | August 5, 2019
Cryptocurrencies and other digital tokens are digital assets that utilize encryption to secure and verify transfers. Markets in cryptocurrencies function without centralized oversight through the use of blockchain technology, which serves as a digital, and in most cases, public, ledger of all cryptocurrency transactions.
The Legal Intelligencer | Commentary
By Zac Arbitman and Benjamin H. McCoy | July 30, 2019
The SEC and CFTC whistleblower programs were created only in 2010 through the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act).
The Legal Intelligencer | Commentary
By Robert L. Hickok, Jay A. Dubow and Benjamin J. Eichel | June 3, 2019
The Private Securities Litigation Reform Act of 1995 (the PSLRA) brought much needed changes to securities litigation and was intended to limit frivolous lawsuits by curious and suspicious plaintiffs.
The Legal Intelligencer | Commentary
By Katayun I. Jaffari and Nathaniel J. Stanger | April 26, 2019
On April 2, the Securities and Exchange Commission (SEC) published final rules to modernize and simplify certain disclosure requirements within Regulation S-K pursuant to the Fixing America's Surface Transportation Act (FAST Act).
The Legal Intelligencer | News
By Dan Clark | April 24, 2019
The number of non-U.S. issuers targeted for securities class action suits has stayed steady for the second year in a row, according to a report published by Dechert earlier this month.
The Legal Intelligencer | News
By Amanda Bronstad | April 16, 2019
Kessler Topaz had asked a federal judge to remove its former partner, Kimberly Justice, from her leadership post in the multidistrict litigation over alleged manipulation of the Chicago Board Options Exchange Volatility Index. All other lead attorneys had opposed the move.
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McCarter & English, LLP is actively seeking an associate the to join its Environment & Energy Practice Group in Philadelphia, PA. Ca...
McCarter & English, LLP is actively seeking an associate the to join its Environment & Energy Practice Group in Newark, NJ. Candida...
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