By Caroline Spiezio | October 1, 2018
"I haven't seen anything else of this magnitude before," said one law professor.
By Michael Booth | September 28, 2018
A San Francisco-based investment advisory company, its founder and a former executive will pay a total of $4.27 million to settle federal securities regulators' claims that they improperly diverted investors' funds to the company's parent firm for their own benefit, according to the terms of a settlement announced Friday.
By Colby Hamilton | September 27, 2018
On top of monetary penalties, regulators from the SEC are seeking to have Musk banned from serving as an officer or board member of a publicly traded company.
By Ian Lopez | September 18, 2018
A U.S. district court of New York ruling allowing a jury to apply securities laws in an ICO fraud case may set the stage for regulators to heighten actions in the nascent marketplace.
National Law Journal | Analysis
By Amanda Bronstad | September 11, 2018
A Lex Machina report found that securities lawsuits filed over cryptocurrencies or bitcoin have tripled so far this year as SEC chairman Jay Clayton announced a crackdown on that industry.
By Ross Todd | September 10, 2018
The deal, which got sign-off from U.S. District Judge Lucy Koh on Friday, settles claims that the company misled investors about four breaches which touched up to 3 billion Yahoo accounts.
By Tom McParland | September 6, 2018
The complaint alleges that Musk knew at the time there was no financial backing for the proposed buyout and that the fallout led to significant losses for investors who bought Tesla stock between Aug. 7 and Aug. 17.
By Ross Todd | August 28, 2018
U.S. District Judge Charles Breyer specified early in his order granting the electric car company's motion to dismiss that the claims centered on missed production goals for Tesla's "Model 3" rather than Elon Musk's recent tweets.
By Ross Todd | August 10, 2018
Although U.S. District Judge Richard Seeborg's ruling was far from the final word on whether the Tezos initial coin offering ran afoul of U.S. securities laws, it did offer the judge's early look at some critical issues in the case.
By Ross Todd | August 1, 2018
"In this instance, I'd rather just hear argument," said U.S. District Judge Richard Seeborg, who often announces a tentative ruling in beginning arguments.
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