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Corporate Counsel

With Curry Out as OCC Comptroller, Doubts Persist About Fintech Bank Charter

With the exit of Thomas Curry as the head of the OCC, the future of fintech bank charters has gotten murkier.
14 minute read

Corporate Counsel

With Curry Out as OCC Comptroller, Doubts Persist About Fintech Bank Charter

With the exit of Thomas Curry as the head of the OCC, the future of fintech bank charters has gotten murkier.
4 minute read

Daily Business Review

Aztec Group Team Lands $20 Million for North Miami Beach Deal

The finance team helps secure a pre-development loan for Uptown Biscayne, a mixed-use project set to change North Miami Beach's real estate landscape.
4 minute read

New Jersey Law Journal

NJ Securities Bureau Eyeing Investment Firms

The New Jersey Bureau of Securities is conducting its annual examination of the more than 900 registered investment adviser firms in the state, bureau chief Christopher Gerold announced on Monday—and for the first time asking about so-called robo-advisers.
4 minute read

New Jersey Law Journal

NJ Securities Bureau Eyeing Investment Firms

The New Jersey Bureau of Securities is conducting its annual examination of the more than 900 registered investment adviser firms in the state, bureau chief Christopher Gerold announced on Monday—and for the first time asking about so-called robo-advisers.
4 minute read

Corporate Counsel

Feds Settle First Ever Civil Suit Against Financial Chief Compliance Officer

In the first suit ever filed against an individual compliance officer in finance, the federal government has reached a settlement with Thomas Haider, the former chief compliance officer of MoneyGram International Inc. on civil charges that he failed to stop money laundering activities.
7 minute read

Corporate Counsel

Feds Settle First Ever Civil Suit Against Financial Chief Compliance Officer

In the first suit ever filed against an individual compliance officer in finance, the federal government has reached a settlement with Thomas Haider, the former chief compliance officer of MoneyGram International Inc. on civil charges that he failed to stop money laundering activities.
3 minute read

Corporate Counsel

Noreika Named Acting OCC Comptroller, as Curry Steps Down

Keith Noreika will take over for Thomas Curry at the Office of the Comptroller of the Currency.
22 minute read

National Law Journal

Noreika Named Acting OCC Comptroller, as Curry Steps Down

Keith Noreika will take over for Thomas Curry at the Office of the Comptroller of the Currency.
4 minute read

The American Lawyer

New Boutique Touts Litigation Finance Deal to Fund Big Law Battles

In what may be the first public announcement of a litigation funder investing in a law firm's portfolio of contingent fee cases, Los Angeles-based litigation upstart Pierce Sergenian has unveiled a tie-up with Arizona's Pravati Capital.
32 minute read

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