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New York Law Journal

Second Circuit Won't Review Broker's Lifetime Bar From FINRA Firms

The U.S. Court of Appeals for the Second Circuit declined Wednesday to review a decision by the U.S. Securities and Exchange Commission to uphold the lifetime barring of former broker Talman Harris from the financial industry.
6 minute read

Daily Business Review

Office Market Scores With Southeast Sale, But Some Asset Classes Lack Trophy Transactions

The real estate market remained strong this year, even though some asset classes experienced lower sale prices and lacked trophy transactions.
9 minute read

Daily Business Review

Miami-Dade Home Sales See Big Slump After Hurricane Irma

The industry expects transactions to climb back to pre-hurricane levels.
4 minute read

Daily Business Review

State Street Realty Team Brokers $5.6M Sale of Doral Warehouse to Church

The sale price was $193 per square foot. That's a record for the highest per-square-foot amount fetched for a free-standing warehouse that's more than 20,000 square feet in Doral.
2 minute read

Daily Business Review

Miami Beach Condo Lands $62.5 Million in Financing

The residential development in Miami Beach is to be finished sometime between July and September 2019.
2 minute read

Daily Business Review

H. Wayne Huizenga Jr.'s Palm Beach County Mansion Hits the Market

The asking price for the home is $6.75 million.
2 minute read

Delaware Business Court Insider

When It Comes to Anti-Money Laundering, Challenges Abound for Compliance Pros

A number of the respondents to a recent AML survey didn't even know if they had experienced a regulatory action at their company in this space. That seems to point to trouble.
3 minute read

Corporate Counsel

When It Comes to Anti-Money Laundering, Challenges Abound for Compliance Pros

A number of the respondents to a recent AML survey didn't even know if they had experienced a regulatory action at their company in this space. That seems to point to trouble.
3 minute read

Corporate Counsel

SEC's Cyber Breach Report Too Little, Too Late, Experts Say

"What a doozy!" said one expert of the breach disclosed by the SEC this week.
5 minute read

Daily Business Review

Fired UBS Adviser Reignites Palm Beach Scandal Over Rich Widow

"Holy crap!" That's how Craig Price, a UBS AG senior vice president, told securities regulators he reacted when he saw the $2,600 tab for a client-development dinner he attended at an upscale Palm Beach restaurant. It wasn't the size of the bill that stunned him. It was who paid for it — an ailing, 90-year-old UBS client.
8 minute read

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