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Following breaking news and insights on capital markets with perspective for the legal professional
By Maydeen Merino | November 7, 2023
Chair Gary Gensler seems to be on a faster path, while Commissioner Mark Uyeda seeks "updated economic analysis."
3 minute read
By Maydeen Merino | November 2, 2023
"It is our duty to ensure agencies adhere to their statutory authority and do not create far-reaching policies that Congress never intended," Rep. Ann Wagner said.
3 minute read
By Maydeen Merino | October 25, 2023
"We would never allow the New York Stock Exchange … to do the things that crypto intermediaries may be doing," Gensler said.
3 minute read
By Michael A. Mora | October 19, 2023
"If the facts are as alleged, the company has a lot of answering to do," said Roland S. Chase, a partner at Hill Ward Henderson.
3 minute read
By Patrick Smith | October 16, 2023
The group includes four partners, with Scott Joachim slated to be global vice chair of Paul Hastings' private equity practice.
3 minute read
By Maydeen Merino | October 12, 2023
"The problem is you have to do regulation, but you have to do it right," Hester Peirce, a Republican, told the Security Traders Association's annual conference.
4 minute read
By Jessica Seah | October 8, 2023
The U.S. boutiques used to focus on listings from Greater China but this year they have pivoted to Southeast Asia, where a growing number of companies are seeking to list in the U.S.
5 minute read
By Michael A. Mora | September 28, 2023
The investment adviser and broker primarily targeted Venezuelan investors.
3 minute read
By Jessica Seah | September 28, 2023
Instead of Big Law players such as Kirkland and Davis Polk, firms such as Hunter Taubman Fischer & Li and Loeb & Loeb have taken the majority market share.
4 minute read
By Maydeen Merino | September 27, 2023
The public won't have someone at "full force overseeing the market," the SEC chair tells the House committee.
4 minute read
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