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New York Law Journal

Direct Listings: Will the Spotify Listing Prove a Game Changer?

Corporate Securities columnist John C. Coffee Jr. writes: Spotify is proceeding with the first “Underwriter-less” IPO that the New York Stock Exchange has seen in modern times. Will it attract other “unicorns”?
19 minute read

New York Law Journal

Former Barclays FX Trader Indicted on Fraud

Robert Bogucki arraigned Wednesday on wire fraud charges for allegedly “front-running” ahead of a large trade on behalf of his client, Hewlett-Packard.
2 minute read

Litigation Daily

Daily Dicta: The (Abbreviated) Net Neutrality Fight; Simpson Thacher's Securities Fraud Win

It was an anticlimactic beginning to what's sure to be an impassioned fight, plus Simpson Thacher puts a stake through a securities fraud class action and two big laterals pickups from Arnold & Porter Kaye Scholer.
6 minute read

Daily Report Online

Atlanta Federal Judge Opens Familiar Playbook in Sorting Equifax Data Breach Claims

U.S. District Chief Judge Thomas Thrash Jr. has set up separate litigation tracks for 334 consumer suits and 62 suits by financial institutions against Equifax. Thrash also will preside over separate securities fraud claims against the Atlanta-based credit bureau.
5 minute read

New York Law Journal

Northern Oil Wins Dismissal in Securities Suit

The suit hinged on public statements about the energy company's code of conduct for its executives, which appeared not to be heeded after its former CEO faced SEC charges.
4 minute read

New York Law Journal

Appellate Court Vacates Class in Goldman Securities Suit

The panel said U.S. District Judge Paul Crotty's handling of Goldman Sachs' attempt to rebut key elements required for class certification should require further review.
5 minute read

Daily Report Online

SEC Taps New Director for Atlanta Office

He will head an Atlanta office of more than 160 enforcement attorneys, accountants, investigators, and compliance examiners who cover Georgia, North Carolina, South Carolina, Tennessee, and Alabama.
2 minute read

New York Law Journal

Hiring Practices and the FCPA

In his Employment Issues column, Philip M. Berkowitz writes: Ban-the-box laws did not make the decision whether to carry out background checks any easier for publicly traded companies and financial institutions. These companies must be familiar with the requirements of these various laws. Failing to get this right can have dire consequences.
9 minute read

Delaware Business Court Insider

Holiday Season Gifts Practitioners With Slew of Notable Opinions From Delaware Courts

While many view the period between Thanksgiving and Jan. 1 as a hectic time of year, no one has been working harder than the Delaware courts.
17 minute read

New York Law Journal

Back to Basic(s): Common Sense Trumps Econometrics—Part II

Marc I. Gross and Jeremy A. Lieberman explore 'In re Petrobras Sec. Litig.' and 'Waggoner v. Barclays' in depth, along with their ramifications for class certification motions.
15 minute read

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