NEXT
Sign in to follow

New York Law Journal

'Day Trader' Indicted in Brokerage Account Hack-and-Trade Scheme

A self-described day trader was indicted Wednesday on allegations he conspired to hack into online brokers accounts to conduct coordinated trades that…
2 minute read

National Law Journal

SEC Creating Searchable Database of Bad Brokers

The Securities and Exchange Commission is creating a website that will contain “a searchable database of individuals” who have been barred or…
3 minute read

New York Law Journal

Barclays 'Dark Pool' Class Action Preserved by Second Circuit Panel

The Second Circuit's order preserved the class status of investors who say the British bank's 'dark pool' investment division violated securities laws.
11 minute read

Corporate Counsel

SEC Accuses Osiris Therapeutics, 4 Former Execs of Misleading Investors

The U.S. Securities and Exchange Commission has charged Columbia, Maryland-based Osiris Therapeutics and four former executives with accounting fraud.
3 minute read

The Legal Intelligencer

Pay Ratio Is Still Here—The Relief Is New SEC Guidance That Offers Latitude

Pay ratio is still here. If you thought pay ratio was out the door when the new presidential administration came through in January of this year, you are not alone. However, the pay ratio rule has not been repealed by Congress.
6 minute read

The Recorder

Blockchain Startup Tezos Faces Class Action Over $232M ICO

Blockchain startup Tezos was hit with a novel lawsuit last week alleging it violated U.S. securities laws and misled investors regarding its blockbuster $232 million initial coin offering, or ICO.
10 minute read

New York Law Journal

Brooklyn Businessman Arrested Over Alleged Fraudulent Coin Offerings

Following charges brought by the SEC, the Brooklyn-based trader was arrested Wednesday and new faces criminal charges over two initial coin offerings.
2 minute read

New York Law Journal

'Hamilton' Ponzi Scheme Defendant Pleads Guilty

Joseph Meli, the man accused of executing a multimillion-dollar Ponzi scheme that lured investors in with promises of substantial profits from the resale of tickets to the Broadway hit “Hamilton” and other big shows pleaded guilty Tuesday to security fraud, the U.S. attorney for the Southern District of New York announced.
3 minute read

Inside Counsel

Increase in Class Action Securities Fraud Filings Felt Across Industry

These days, class action securities fraud filings are continuing at a record pace. The 2016 disclosure-only settlement rejection by the Delaware Court…
8 minute read

The Recorder

Former Autonomy Exec Loses Bid to Knock Out Fraud Charges

Lawyers for former Autonomy CFO Sushovan Hussain had argued the charges against him are an impermissible extraterritorial application of federal criminal law.
6 minute read

TRENDING STORIES

Law Pro Logo

Featured Firms

Law Offices of Gary Martin Hays & Associates, P.C.

(470) 294-1674

Law Offices of Mark E. Salomone

(857) 444-6468

Smith & Hassler

(713) 739-1250

More from ALM

More from ALM

Legal Speak is a weekly podcast that makes sense of what’s happening in the legal industry.

Resources

  • AI-Powered Deposition and Medical Record Summaries: Low Risk, High Reward

    Brought to you by Parrot

    Download Now

  • Aligning Client Needs with Lawyer Growth and Profitability

    Brought to you by BigHand

    Download Now

  • Technology to Make E-Discovery Smarter, Not Harder

    Brought to you by Nuix

    Download Now

  • Does Generative AI Have the Power to Transform Legal Services?

    Brought to you by HaystackID

    Download Now