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Supreme Court Brief

Don't Call This Supreme Court Term a 'Sleeper'

The U.S. Supreme Court wrapped up oral arguments for the term on Wednesday. The justices' quest for unanimity is always tested toward the end of a term when some of the most difficult cases await decision. This term is no different. Here's a snapshot of some of the big cases that await decisions.
5 minute read

New York Law Journal

USA v. Lumiere

By | April 26, 2017
Hedge Fund Portfolio Manager Guilty of Wire, Securities Fraud Denied New Trial Under Rule 33
3 minute read

New York Law Journal

Belesis v. Waksal

By | April 25, 2017
Suit's Amendment to Assert Securities Fraud Arising From Two Contracts Denied as Futile
3 minute read

Connecticut Law Tribune

Essex Financial Adviser Banned Over Securities Violations

John W. Rafal attempted to conceal secret and improper referral payments.
8 minute read

Connecticut Law Tribune

Essex Financial Adviser Banned Over Securities Violations

John W. Rafal attempted to conceal secret and improper referral payments.
2 minute read

National Law Journal

$28M Settlement Ends Decade-Old Securities Fraud Case

The case involved allegations that Harman International Industries artificially inflated its stock prices.
9 minute read

National Law Journal

$28M Settlement Ends Decade-Old Securities Fraud Case

The case involved allegations that Harman International Industries artificially inflated its stock prices.
3 minute read

Corporate Counsel

Securities Law Disclosure Checklist for Alleged (or Confirmed) Misconduct

Review a checklist of certain disclosure-related guideposts that are important for lawyers to consider when a client has to deal with employee, director or officer misconduct.
17 minute read

The Recorder

Theranos Loses Round in Investor Class Action

Plaintiffs who purchased shares in the struggling blood-testing startup through intermediaries can proceed with a federal lawsuit, a judge ruled Tuesday.
14 minute read

The Recorder

Theranos Loses Round in Investor Class Action

Plaintiffs who purchased shares in the struggling blood-testing startup through intermediaries can proceed with a federal lawsuit, a judge ruled Tuesday.
4 minute read

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