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The American Lawyer

Regulators' Push to Target Individuals Appears to Gain Traction

This week's headlines suggest regulators seeking to pinpoint and charge individuals involved in alleged criminal activity are making headway in their efforts.
3 minute read

Litigation Daily

Judge Fines Ex-Goldman Trader Tourre but Nixes SEC Injunction Bid

Though mostly siding with the SEC, a federal judge refused to enjoin Fabrice Tourre from future securities violations, concluding that such "obey-the-law" injunctions are of dubious value and noting that the SEC has apparently never enforced one against an investment banker.
4 minute read

National Law Journal

The Morning Wrap

2 minute read

Daily Report Online

Atlanta Firm Guides Client to $20M Award

A Florida medical center has agreed to pay $85 million to the federal government to settle a whistleblower case brought by a client of an Atlanta law firm.
8 minute read

The Legal Intelligencer

U.S. v. John-Baptiste, PICS Case No. 14-0309 (3d Cir. Feb. 19, 2014) McKee, C.J. (38 pages).

By | March 11, 2014
Extortion • Conspiracy • RICO • Evidence • Prosecutorial Misconduct
3 minute read

The American Lawyer

SEC's White Urges Taking Cases "As Far Up the Chain as You Can"

In a recent interview, SEC chair Mary Jo White touted her agency's enforcement record and urged civil and criminal prosecutors to push for greater individual accountability whenever possible.
3 minute read

The American Lawyer

New York Regulator Intent on Naming Names

Benjamin Lawsky, New York state's first superintendent of financial services, said in a recent interview that he plans on targeting individuals as part of his continuing effort to clean up Wall Street in the wake of the financial crisis.
2 minute read

The American Lawyer

Searching for Zachary Warren, the Other Dewey Defendant

Of the four ex-Dewey & LeBoeuf employees indicted on criminal charges Thursday by the Manhattan district attorney's office, one is literally a mystery man even to Dewey insiders.
5 minute read

Daily Business Review

Rothstein Partner Russell Adler Charged With Illegal Campaign Contributions

Scott Rothstein's law partner Russell Adler was charged today with funneling illegal campaign contributions to U.S. Sen. John McCain and former Florida Gov. Charlie Crist.
4 minute read

Corporate Counsel

The SEC Gets More Leeway to Recoup Illicit Gains

The Second Circuit says all illicit gains, not just what the defendant used personally, are fair game for recoupment.
1 minute read

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