Isobel Markham

July 29, 2014 | The American Lawyer

Congressional attorneys are fighting subpoenas in an SEC probe into whether a House aide leaked information about health care policy to Wall Street.

By Isobel Markham

3 minute read

July 29, 2014 | The American Lawyer

International Stock Transfer Inc and its owner, Cecil Franklin Speight, have settled charges that they used boiler room tactics to sell worthless securities.

By Isobel Markham

3 minute read

July 29, 2014 | The American Lawyer

A $200,000 penalty, a two-year ban from working in the securities industry and admission of wrongdoing are among the settlement terms agreed to by Peter Jenson.

By Isobel Markham

3 minute read

July 29, 2014 | The American Lawyer

With an accomplice, Sean Stokke netted more than $400,000 from illegal trades during an 18-month period.

By Isobel Markham

2 minute read

July 28, 2014 | The American Lawyer

A jury determined the brothers hid in offshore trusts millions of dollars in company profits, defrauding investors.

By Isobel Markham

3 minute read

July 28, 2014 | The American Lawyer

Four more executives are charged in misleading potential investors in Thought Development Inc.

By Isobel Markham

3 minute read

July 26, 2014 | The American Lawyer

The Securities and Exchange Commission alleged that the investment bank understated the number of bad loans in mortgage-backed securities that it sold.

By Isobel Markham

3 minute read

July 26, 2014 | The American Lawyer

OmniView Capital's Abraxas Discala faces federal charges of securities fraud for an alleged $300 million stock manipulation scheme.

By Isobel Markham

2 minute read

July 25, 2014 | The American Lawyer

Jesse Litvak will also pay a $1.75 million fine for his conviction on charges that include securities fraud, making false statements, and TARP-related fraud.

By Isobel Markham

2 minute read

July 25, 2014 | The American Lawyer

Measure would require prime institutional funds to float their share value.

By Isobel Markham

3 minute read