Build a Customized North Dakota CLE Compliance Mini Bundle

Individually select approved CLE courses from our centralized online library no matter where you practice.

With one simple purchase, you can complete up to fifteen (15) self-study CLE hours towards fulfilling your North Dakota CLE requirements.

North Dakota llows their attorneys to earn no more than thirty (30) of their required forty-five (45) CLE hours via self-study programming.

You have one full year from the date of your purchase to complete your programs.

Please click here for answers to frequently asked questions.

$229.00

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Buy the bundle and earn credits for following courses!

Courses

791 Courses

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46 minutes

Insider Trading 360 - Enforcement Trends, Sweeps, Key Cases and Prosecutions

This expert panel discusses recent trends in SEC and DOJ insider trading cases. Experts discuss the new 10b5-1 plan amendments. The importance of information security and training to prevent insider trading is highlighted, along with challenges in securing evidence for prosecution.

Securities Docket

0.75 - Self-Study

9 Credit States

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45 minutes

Financial Firms in the SEC's Crosshairs - Key Developments

Financial firms such as asset managers, broker-dealers, private funds, and others face scrutiny and fines from the SEC for compliance failures. Expert panelists discuss how financial firms are facing increased scrutiny and large fines from the SEC for compliance failures, particularly concerning communication records and marketing rules.

Securities Docket

0.75 - Self-Study

9 Credit States

More Details

45 minutes

Financial Disclosure and Accounting Fraud

Companies are urged to prioritize timely and comprehensive financial disclosure, cooperation, and rebuilding accounts in cases of accounting fraud to avoid enforcement actions and negative market effects, as discussed by SEC and private sector panelists.

Securities Docket

0.75 - Self-Study

8 Credit States

More Details

45 minutes

Cybersecurity, Climate and More - The SEC's Active Rulemaking Agenda and its Impact on Issuers and Regulated Entities

In this course, securities law experts and SEC officials discuss the SEC's new rules to enhance cybersecurity disclosure, enforcement, and governance, requiring companies to report cyber incidents within four days and provide annual reports on governance and risk management.

Securities Docket

0.75 - Self-Study

9 Credit States

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46 minutes

Digital Assets and Cryptocurrency Update - Trends in Regulation and Enforcement

Navigating the regulatory world of digital assets/cryptocurrency is essential for businesses. Expert panelists discuss the SEC's application of existing securities law to crypto, recent cases like Ripple and XRP lawsuit, and the increasing scrutiny on digital asset offerings.

Securities Docket

0.75 - Self-Study

8 Credit States

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43 minutes

The SEC's Scrutiny of Asset Managers - Key Developments for Broker-Dealers, Private Funds and Hedge Funds

Financial firms are under heightened scrutiny from the SEC, facing investigations and potential penalties for violations related to off-channel communication, recordkeeping and other matters. Expert panelists discuss proactive measures for asset managers and others in cooperating with the SEC to reduce penalties.

Securities Docket

0.5 - Self-Study

9 Credit States

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36 minutes

Q&A Discussion with SEC Crypto and Cybersecurity Enforcement Chief David Hirsch

The SEC is putting a strong emphasis on safeguarding investors, ensuring transparency, and enforcing regulations within the cryptocurrency market. The Chief of the SEC's Crypto Unit discusses the agency’s priorities related to cryptocurrencies, such as registration, disclosure, legal frameworks, and cybersecurity measures.

Securities Docket

0.5 - Self-Study

8 Credit States

More Details

43 minutes

Managing SEC Matters with Parallel or Joint DOJ Criminal Proceedings

Navigating SEC-related criminal investigations requires very careful consideration. With the increasing frequency of parallel DOJ investigations, panelists discuss how clients should respond to such investigations. Experts discuss latest trends in joint investigations.