Build a Customized North Dakota CLE Compliance Mini Bundle

Individually select approved CLE courses from our centralized online library no matter where you practice.

With one simple purchase, you can complete up to fifteen (15) self-study CLE hours towards fulfilling your North Dakota CLE requirements.

North Dakota llows their attorneys to earn no more than thirty (30) of their required forty-five (45) CLE hours via self-study programming.

You have one full year from the date of your purchase to complete your programs.

Please click here for answers to frequently asked questions.

$229.00

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Buy the bundle and earn credits for following courses!

Courses

791 Courses

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44 minutes

Issuer Disclosure and Financial Reporting

Cooperation, robust internal controls, and a culture of compliance are key to preventing accounting fraud, as discussed by expert panelists from the SEC and the private sector. Effective communication and cooperation are vital in navigating investigations, empowering gatekeepers, and setting an example for other firms.

Securities Docket

0.75 - Self-Study

8 Credit States

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41 minutes

Insider Trading Enforcement - Key SEC Cases and Prosecutions

A panel of securities law experts, including SEC officials, discusses the latest trends and in insider trading enforcement actions. Discussion of new technological advances, 10b5-1 trading plans, and recent cases. Panelists offer proactive measures and client takeaways.

Securities Docket

0.5 - Self-Study

9 Credit States

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46 minutes

Best Practices for Handling a Major Internal Investigation or Corporate Crisis

An expert panel including counsel from the SEC discusses how managing a corporate crisis or major internal investigation requires a delicate balance of assessing the impact on disclosure and regulators and engaging with various stakeholders. Auditors play a crucial role in assessing evidence, collaborating with boards/counsel, and navigating independence issues.

Securities Docket

0.75 - Self-Study

10 Credit States

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40 minutes

Whistleblowers – Their Impact on Corporations and SEC Enforcement

Join us as experts discuss the SEC’s Whistleblower Program and recent whistleblower awards. Panelists give recommendations on handling whistleblower complaints and rules against retaliation. Discussion of UBS, Activision, and Brinks cases.

Securities Docket

0.5 - Self-Study

9 Credit States

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45 minutes

Digital Assets and Cryptocurrency - SEC Regulation and Enforcement

Expert crypto lawyers and senior SEC officials discuss how the regulation and enforcement of cryptocurrency are currently under scrutiny, with a focus on SEC investigations and enforcement actions. The SEC's Crypto Assets and Cyber Unit has seen significant growth, focusing on cases involving fraud, registration issues, and market manipulation within the crypto space.

Securities Docket

0.75 - Self-Study

9 Credit States

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45 minutes

Whistleblowers and SEC Enforcement - The Impact on Corporations

Whistleblower activity is on the rise, prompting increased scrutiny and enforcement by the SEC, further encouraging individuals to report, leading to record-breaking awards. Experts discuss how companies should take whistleblower concerns seriously, cooperate with the SEC, and avoid retaliation.

Securities Docket

0.75 - Self-Study

9 Credit States

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64 minutes

SEC Regional Directors Panel Discussion

In this featured panel from the annual “Securities Enforcement Forum Central” event, SEC Regional Directors from five different offices stress the significance of cooperation, compliance, and enforcement actions to safeguard investors and tackle industry shortcomings. The Directors discuss their roles, discussing the importance of cooperation and recent SEC priorities.

Securities Docket

1 - Self-Study

15 Credit States

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45 minutes

Silicon Valley Spotlight – Securities Regulation, Enforcement and Prosecution Trends

Expert panelists discuss recent scrutiny on compliance and recordkeeping requirements in Silicon Valley. Despite the benefits of cooperation with regulatory agencies, recent cases indicate that charges and penalties can still ensue, highlighting the importance of thorough compliance strategies.