By Daniel B. Besikof and Noah Weingarten | September 16, 2022
This article explores questions and potential intercreditor issues surrounding two crypto-related bankruptcy cases.
By Andrew Goudsward | September 15, 2022
The SEC is seeking to more aggressively use an enforcement tool that allows the commission to claw back bonuses and stock sale profits from CEOs and CFOs when their firms engage in misconduct.
The Legal Intelligencer | News
By Marianna Wharry | September 14, 2022
"Although we are extremely disappointed with the judge's ruling and still vehemently disagree with the decision, we trust God's continued provision and His eternal plan," investment advisory firm Ambassador Advisors wrote in a statement on its website. "We seek to glorify Him alone through our integrity."
By Andrew Goudsward | September 14, 2022
The SEC plans to make more aggressive use of its power to compel senior executives to repay bonuses and stock sale profits when misconduct occurs at their firms.
By Dan Roe | September 14, 2022
Tino Lisella arrived at the Miami office as an of counsel after five years at FINRA and nine years in the Tax Division of the U.S. Department of Justice.
New York Law Journal | Analysis
By John C. Coffee Jr. | September 14, 2022
Does the MQD apply as well to the SEC and its attempt to require greatly enhanced climate-related disclosures? This column will suggest that the SEC can outflank that doctrine, but only if it is careful.
By Adolfo Pesquera | September 12, 2022
The unpublished opinion filed by a Fifth Circuit panel was the appellate court's third look at the Magness chapter of the Stanford Ponzi scheme and focused on an appeal by Magness to the district court's award of $45 million prejudgment interest.
The Legal Intelligencer | Commentary
By Katayun I. Jaffari and Rikisha Collins | September 12, 2022
The SEC re-opens the comment period for proposed rule on listing standards for recovery of erroneously awarded compensation with a bonus post-script on pay for performance final rules.
Law.com | How I Made It|Profile|Q&A
By Tasha Norman | September 12, 2022
"Don't hold yourself back because you think it's 'not your area.' You should try new things and stretch your abilities. That will bring invaluable experiences and connections you may not even expect."
By ALM Staff | September 9, 2022
This lawsuit was surfaced on Law.com Radar. Read the complaint here.
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