By ALM Staff | September 24, 2022
This suit was surfaced by Law.com Radar. Read the complaint here.
By ALM Staff | September 23, 2022
This suit was surfaced by Law.com Radar. Read the complaint here.
By ALM Staff | September 22, 2022
This suit was surfaced by Law.com Radar. Read the complaint here.
New York Law Journal | Analysis
By Sarah Heaton Concannon, Stacylyn Doore and Alex Zuckerman | September 21, 2022
The biggest obstacle the Commission faces in proving insider trading is one of its own creation; its failure to provide the market with a clear picture of how the securities laws apply to digital assets will make it harder to prove that the tokens at issue qualify as "securities" under federal law.
By Bruce Love | September 20, 2022
As an SEC associate director, Michele Anderson oversaw the Office of Mergers and Acquisitions as well as the Office of International Corporate Finance and the Office of Structured Finance.
By Daniel B. Besikof and Noah Weingarten | September 16, 2022
This article explores questions and potential intercreditor issues surrounding two crypto-related bankruptcy cases.
By Andrew Goudsward | September 15, 2022
The SEC is seeking to more aggressively use an enforcement tool that allows the commission to claw back bonuses and stock sale profits from CEOs and CFOs when their firms engage in misconduct.
The Legal Intelligencer | News
By Marianna Wharry | September 14, 2022
"Although we are extremely disappointed with the judge's ruling and still vehemently disagree with the decision, we trust God's continued provision and His eternal plan," investment advisory firm Ambassador Advisors wrote in a statement on its website. "We seek to glorify Him alone through our integrity."
By Andrew Goudsward | September 14, 2022
The SEC plans to make more aggressive use of its power to compel senior executives to repay bonuses and stock sale profits when misconduct occurs at their firms.
By Dan Roe | September 14, 2022
Tino Lisella arrived at the Miami office as an of counsel after five years at FINRA and nine years in the Tax Division of the U.S. Department of Justice.
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