The Legal Intelligencer | Commentary
By Jay A. Dubow, Joanna J. Cline and Kaitlin L. O'Donnell | February 23, 2023
Newer trends—such as environmental, social, and governance (ESG), cybersecurity-related disclosure violations, and cryptocurrency regulation—are likely to provide further fuel for securities litigation and enforcement in the coming year.
By Brad Kutner | February 14, 2023
"I spend most of my waking hours thinking about the regulation of these assets and I love it. I just wish the law was clearer so companies will know what is required to bring crypto products to market," said K&L Gates partner Andrew Hinkes.
By ALM Staff | January 25, 2023
This suit was surfaced by Law.com Radar. Read the complaint here.
The Legal Intelligencer | Commentary
By Mehrnaz Jalali, Kevin Roggow and Paul D. Hallgren | January 24, 2023
The amendments include mandatory cooling-off periods, director and officer certifications, restrictions on multiple overlapping 10b5-1 plans and single-transaction plans and an expanded good faith requirement.
By Justin Henry | January 5, 2023
Frederick Block served as the SEC enforcement division's supervisory trial counsel since 2012.
By ALM Staff | November 14, 2022
This suit was surfaced by Law.com Radar. Read the complaint here.
By ALM Staff | November 14, 2022
This suit was surfaced by Law.com Radar. Read the complaint here.
The Legal Intelligencer | Commentary
By Mehrnaz Jalali, Paul D. Hallgren and Rikisha Collins | October 31, 2022
The rule requires reporting companies (referred to here as registrants) to provide specific pay versus performance tabular disclosure; a clear description (graphically, narratively or a combination) of the relationship between actual executive compensation paid and financial performance measures; and a tabular list of three to seven financial measures representing the most important financial measures tied to actual compensation.
By ALM Staff | October 20, 2022
This suit was surfaced by Law.com Radar. Read the complaint here.
The Legal Intelligencer | News
By Marianna Wharry | September 14, 2022
"Although we are extremely disappointed with the judge's ruling and still vehemently disagree with the decision, we trust God's continued provision and His eternal plan," investment advisory firm Ambassador Advisors wrote in a statement on its website. "We seek to glorify Him alone through our integrity."
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