The Legal Intelligencer | Commentary
By Katayun I. Jaffari and Rikisha Collins | September 12, 2022
The SEC re-opens the comment period for proposed rule on listing standards for recovery of erroneously awarded compensation with a bonus post-script on pay for performance final rules.
The Legal Intelligencer | Commentary
By Robert L. Hickok, Jay A. Dubow and Thomas H. Cordova | August 29, 2022
In addition to potential private lawsuits and state attorney general investigations, public companies must be prepared for potential investigations by the U.S. Securities and Exchange Commission (SEC) and potential securities litigation, including class actions and stockholder derivative suits.
The Legal Intelligencer | News
By Max Mitchell | August 24, 2022
"We hold today that the shareholder standing rule is non-jurisdictional, implicating only a plaintiff's power to bring claims, not the court's power to hear them," Krause said. "Because the shareholder standing rule, like other third-party standing doctrines, is not a matter of Article III standing, it presents only merits, rather than jurisdictional concerns."
By Brad Kutner | August 15, 2022
Demand for environment, social and governance disclosures may finally be met with federally standardized reporting, but how the agency will meet those goals is still unclear.
By Andrew Denney | August 12, 2022
Friedman co-founded a white-collar defense and securities regulation boutique in the late 1970s when that kind of work was still considered a niche practice by major firms.
By ALM Staff | August 12, 2022
This suit was surfaced by Law.com Radar. Read the complaint here.
By ALM Staff | August 9, 2022
This suit was surfaced by Law.com Radar. Read the complaint here.
The Legal Intelligencer | Commentary
By David Unkovic and Ryan T. Gonder | August 4, 2022
Even the general practice solicitor that handles all day-to-day legal issues for the client will play an important role in the financing process.
The Legal Intelligencer | Commentary
By Katayun I. Jaffari and Paul D. Hallgren | August 2, 2022
If anybody expected the Securities and Exchange Commission (SEC) to take a summer vacation after making news with its proposed rule on climate disclosures published this spring, they were mistaken. Though the rule changes of summer 2022 may not be quite as bold, they certainly are worth examining. This article summarizes three of those finalized and proposed rule changes.
The Legal Intelligencer | Analysis
By Max Mitchell | July 27, 2022
"Ten a month is a lot [for one firm]. For sure," a law school professor said. "Ten a month seems high even by the standards of this business."
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