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New York Law Journal

USA v. Lumiere

By | April 26, 2017
Hedge Fund Portfolio Manager Guilty of Wire, Securities Fraud Denied New Trial Under Rule 33
3 minute read

New York Law Journal

Belesis v. Waksal

By | April 25, 2017
Suit's Amendment to Assert Securities Fraud Arising From Two Contracts Denied as Futile
3 minute read

Connecticut Law Tribune

Essex Financial Adviser Banned Over Securities Violations

John W. Rafal attempted to conceal secret and improper referral payments.
8 minute read

Connecticut Law Tribune

Essex Financial Adviser Banned Over Securities Violations

John W. Rafal attempted to conceal secret and improper referral payments.
2 minute read

National Law Journal

$28M Settlement Ends Decade-Old Securities Fraud Case

The case involved allegations that Harman International Industries artificially inflated its stock prices.
9 minute read

National Law Journal

$28M Settlement Ends Decade-Old Securities Fraud Case

The case involved allegations that Harman International Industries artificially inflated its stock prices.
3 minute read

Corporate Counsel

Securities Law Disclosure Checklist for Alleged (or Confirmed) Misconduct

Review a checklist of certain disclosure-related guideposts that are important for lawyers to consider when a client has to deal with employee, director or officer misconduct.
17 minute read

The Recorder

Theranos Loses Round in Investor Class Action

Plaintiffs who purchased shares in the struggling blood-testing startup through intermediaries can proceed with a federal lawsuit, a judge ruled Tuesday.
14 minute read

The Recorder

Theranos Loses Round in Investor Class Action

Plaintiffs who purchased shares in the struggling blood-testing startup through intermediaries can proceed with a federal lawsuit, a judge ruled Tuesday.
4 minute read

New York Law Journal

SCOTUS to Address Circuit Split Regarding Securities Fraud and Duty to Disclose

In their Corporate and Securities Litigation column, Margaret A. Dale and Mark D. Harris discuss the circuit split over whether a company may be sued for securities fraud for omitting from its public filings information required to be disclosed by an SEC regulation
16 minute read

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