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Daily Business Review

Pension Fund Reforms in the Wake of the Great Recession

Pension plans are still recovering from the enormous losses suffered in the wake of the Great Recession, writes Adam Warden.
9 minute read

Daily Business Review

Wall Street Cop Said to Purge Contractors as Budget Fight Looms

Facing possible budget cuts under President Donald Trump, the U.S. Securities and Exchange Commission is eliminating dozens of contractors hired to help root out Wall Street fraud, said two people with knowledge of the matter.
5 minute read

Texas Lawyer

Gorsuch's SCOTUS Vote Could Soon Prove Decisive on Many Cases

The final round of arguments in the U.S. Supreme Court this month will give soon-to-be Justice Neil Gorsuch opportunities to reveal how he would deal with a range of issues, including government support of religious institutions and requirements for securities and product liability claims.
10 minute read

New York Law Journal

Rubenstein v. vTv Therapeutics, Inc.

By | April 05, 2017
Transfer Subject to 2014 Agreement Not 'Sale' For Purposes of Suit for Short-Swing Profits
3 minute read

New York Law Journal

Wilkov v. Ameriprise Financial Services, Inc.

By | April 05, 2017
Breach, Fraud Claims' Dismissed as Untimely; Guilty Plea Bars Prosecutorial Misconduct Claim
3 minute read

New Jersey Law Journal

Judge Finds Federal Jurisdiction in Bitcoin Investment Suit

A federal judge in New Jersey determined the court has diversity jurisdiction to handle the case, which includes more than $1.3 million in bitcoin investments.
6 minute read

New York Law Journal

Thomas v. Shiloh Industries, Inc.

By | March 30, 2017
Securities Fraud Suit Dismissed for Failure To State Facts Giving Rise to Scienter
3 minute read

New York Law Journal

Compelling Arbitration Abroad in Securities Case Is Ruled 'Unconscionable'

The attempt by a company that specializes in the buying and selling of fine wines to compel its dispute with a disgruntled New York investor into arbitration has been rejected by a federal judge.
9 minute read

The Legal Intelligencer

Now at Ballard, SEC Vet Predicts Shift in Agency Approach

The SEC will remain committed to enforcement under Jay Clayton, says newly minted Ballard Spahr partner David Axelrod. But fines may be smaller.
15 minute read

The Legal Intelligencer

Ex-Big Law Partner Still Angry After SEC Fraud Claims Tossed

William Uchimoto, a former partner at Buchanan Ingersoll, Saul Ewing and Stevens & Lee, says the only one guilty of misconduct in his case was the SEC.
15 minute read

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