By C. Ryan Barber | September 29, 2020
Welcome to Compliance Hot Spots, our weekly snapshot on white-collar, regulatory and compliance news and trends. Thanks for reading, and your feedback is appreciated.
By C. Ryan Barber | September 23, 2020
"The spin is just remarkable," Sean McKessy, former SEC whistleblower chief, said. "Overall, this is a net-negative for whistleblowers."
By C. Ryan Barber | September 22, 2020
Welcome to Compliance Hot Spots, our white-collar and regulatory briefing on news and trends. The SEC's prepared to vote Wednesday on the agency's whistleblower program -- details below. And scroll down for Who Got the Work, and much more. Thanks for reading!
By Ellen Bardash | September 4, 2020
In a complaint filed Thursday in the Southern District of New York, Aaron Katzel accused actions taken by AIG and Peter Solmssen and Lucy Fato, the company's former and current general counsel, respectively, of being made in response to his reporting of unlawful behavior by employees.
New Jersey Law Journal | Analysis
By Richard S. Zackin | August 21, 2020
The potential is manifest for a high volume of whistleblower claims from employees who believe they have been retaliated against for making COVID-19 work-related complaints, requests to work from home, or requests for paid sick or family leave.
By C. Ryan Barber | August 17, 2020
"Wherever the limits of the government's power lie, this case is not close to them," wrote Judge David Hamilton, who was joined on the panel by Judges Ilana Rovner and Michael Scudder.
By Raychel Lean | August 14, 2020
The lawyer is accused of breaking two Rules Regulating The Florida Bar, governing professional conduct and frivolous claims.
New York Law Journal | Expert Opinion
By Michael Ronickher and Sarah Poppy Alexander | August 11, 2020
Recent SEC and DOJ enforcement actions show a new attention to less used provisions of the Foreign Corrupt Practices Act that help prevent bribes by requiring good recordkeeping.
By C. Ryan Barber | August 4, 2020
Welcome to Compliance Hot Spots, our weekly snapshot of white-collar enforcement, regulatory and compliance, and big trends. Thanks for reading, and your feedback is appreciated!
The Legal Intelligencer | News
By P.J. D'Annunzio | July 16, 2020
The Third Circuit said the "complaints about uncapped processors were nothing more than workplace disagreements about routine IT issues—ones that do not relate to illegal conduct or fraud."
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