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343 results for '* topic:"Securities Litigation"' You can use Search Constraints to get even better search results
Publication Date: 2019-11-15
Practice Area: Securities Litigation | Whistleblower Laws
Industry:
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge Robert Sack
Attorneys: For plaintiff: Pro se Petitioner: Colin Kilgour, Toronto, Ontario, Canada.
for defendant: Pro se Petitioner: Daniel Williams, Toronto, Ontario, Canada.
For John Doe, Petitioner: David E. Kovel, Kirby McInerney LLP, New York, NY.
For Respondent: Robert B. Stebbins, Stephen Yoder, Michael A. Conley, on the brief, William K Shirey, for the United States Securities and Exchange Commission, Washington, D.C.
Case Number: 18-1124
Whistleblower Awards' Denial Upheld; Submissions Did Not Aid Enforcement Action's Success
Publication Date: 2019-11-13
Practice Area: Civil Procedure | Securities Litigation
Industry:
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: Magistrate Judge James Cott
Attorneys: For plaintiff:
for defendant:
Case Number: 19-CV-7118
Securities Fraud Actions Consolidated, Lead Plaintiff, Class Counsel Approved
Publication Date: 2019-11-12
Practice Area: Securities Litigation
Industry: Federal Government
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Denise Cote
Attorneys: For plaintiff: For Plaintiff Securities and Exchange Commission: David J. Gottesman, Olivia S. Choe, Sarah S. Nilson, U.S. Securities & Exchange Commission, Washington, DC.
for defendant: For Defendants Vali Management Partners d/b/a Avalon FA Ltd., Nathan Fayyer, and Sergey Pustelnik: James M. Wines, Law Office of James M. Wines, Alexandria, VA.
Steven Barentzen, Law Office of Steven Barentzen, New York, NY.
Case Number: 17 cv 1789
Bar on Evidence of Defendants' Reliance on Advice of Codefendants' Counsel Explained
Publication Date: 2019-10-31
Practice Area: Civil Procedure | Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Northern District of New York
Judge: District Judge David Hurd
Attorneys: For plaintiff: Attorneys for Plaintiffs: John C. Cherundolo, Esq., J. Patrick Lannon, Esq., of Counsel, Cherundolo Law Firm, PLLC, Syracuse, New York.
for defendant: Attorneys for Plaintiffs: Kevin P. Roddy, Esq., James E. Tonrey, JR., Esq., of Counsel, Wilentz Goldman & Spitzer PA, Woodbridge, New Jersey.
Defendant Pro Se: Gregory W. Gray, JR., Orchard Park, NY.
Attorneys for Defendants Edwards Archipel Capital LLC, BIM Management LP, and Bennington Investment Management, Inc.: Michael J. Grudberg, Esq., of Counsel, Tarter Krinsky & Drogin LLP, New York, New York.
Case Number: 5:15-CV-538
Motion to Reconsider Class Certification Denied; Plaintiffs Failed to Show Law Change
Publication Date: 2019-10-25
Practice Area: Securities Litigation
Industry: Financial Services and Banking
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Laura Taylor Swain
Attorneys: For plaintiff:
for defendant:
Case Number: 12-CV-04000
FDIC Suit Charging Credit Suisse With False Statements About Mortgage Loans Proceeds
Law Journal Press | Digital Book
Authors: Trey Cox, Jason Dennis
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Publication Date: 2019-10-18
Practice Area: Securities Litigation
Industry: Federal Government | Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge William Pauley
Attorneys: For plaintiff:
for defendant:
Case Number: 17 cv 1117
Third-Tier Civil Penalty Appropriate for Conduct Involving Fraud, Deceit But Is Halved
Publication Date: 2019-10-18
Practice Area: Contractual Disputes | Securities Litigation
Industry: Financial Services and Banking | Hospitality and Lodging
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Denise Cote
Attorneys: For plaintiff: For Plaintiff: Joseph B. Schmit, Richard Weingarten, Phillips Lytle LLP, New York, New York.
for defendant: For Defendants: Thomas J. Hall, Norton Rose Fulbright US LLP, New York, New York.
Case Number: 19 cv 4737
Contract Breach Claim Pleaded on Entirety of Five-Part Financing Transaction
Publication Date: 2019-10-11
Practice Area: Banking and Finance Laws | Securities Litigation
Industry: Financial Services and Banking
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Alison Nathan
Attorneys: For plaintiff:
for defendant:
Case Number: 18-CV-5104
Deficiencies Identified in News Article Do Not Show Financial Report Controls Ineffective
Publication Date: 2019-09-26
Practice Area: Securities Litigation
Industry: Pharmaceuticals
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Loretta Preska
Attorneys: For plaintiff:
for defendant:
Case Number: 18 Civ. 1284
Securities Fraud Class Action Is Dismissed; Misrepresentation, Scienter Not Stated
Publication Date: 2019-09-25
Practice Area: Corporate Governance | Securities Litigation
Industry: Biotechnology | Pharmaceuticals
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Vernon Broderick
Attorneys: For plaintiff: Counsel for Plaintiff: Thomas G. Amon, New York, New York.
for defendant: Counsel for Defendants: Jeremy Todd Adler (New York, New York), Michael G. Bongiorno (New York, New York), Timothy J. Perla (Boston, Massachusetts), Wilmer Cutler Pickering Hale & Dorr LLP.
Case Number: 18-cv-7999
Litigation Demand Prior to Shareholder's Derivative Action Would Have Been Futile
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