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Publication Date: 2018-06-21
Practice Area: Discovery | Securities Litigation
Industry: Chemicals and Materials | Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Edgardo Ramos
Attorneys: For plaintiff:
for defendant:
Case Number: 15 Civ. 2106
Hague Convention Letter for Aid in Providing Discovery Granted in Securities Fraud Action
Publication Date: 2018-06-04
Practice Area: Securities Litigation
Industry:
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge John Walker
Attorneys: For plaintiff: For Plaintiffs-Appellants: J. Douglas Richards, Richard Speirs, Cohen Milstein Sellers & Toll PLLC, New York, NY; Times Wang, Cohen Milstein Sellers & Toll PLLC, Washington, DC, on the brief, Michael Eisenkraft, Cohen Milstein Sellers & Toll PLLC, New York, NY.
for defendant: For Defendants-Appellees: Matthew T. Martens, Albinas J. Prizgintas, Wilmer Cutler Pickering Hale and Dorr LLP, Washington DC, on the brief, Noah A. Levine, Wilmer Cutler Pickering Hale and Dorr LLP, New York, NY.
Case Number: 17-648-cv
Korean Plaintiffs Plausibly Allege Trades 'Domestic Transactions' for CEA's Application
Publication Date: 2018-05-30
Practice Area: Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Western District of New York, U.S. - WDNY
Judge: District Judge Lawrence Vilardo
Attorneys: For plaintiff:
for defendant:
Case Number: 17-CV-971
Investment Firm Manager Must Pay $7,500 for Acts Enabling Owner to Steal Client's Funds
Publication Date: 2018-05-17
Practice Area: Class Actions | Securities Litigation
Industry: Technology Media and Telecom
Court: U.S. District Court for the Southern District of New York
Judge: District Judge Denise Cote
Attorneys: For plaintiff: For the plaintiffs: Samuel H. Rudman, David A. Rosenfeld, Erin W. Boardman, Alan I. Ellman; Robbins Geller Rudman & Dowd LLP, Melville, NY.
for defendant: For the defendants: Joel C. Haims, Jamie A. Levitt, James J. Beha II, Steven T. Rappoport, Christina L. Golden, Lauren Gambier; Morrison & Foerster LLP, New York, NY.
Case Number: 09cv4691
Class Action Dismissed; Executives Statements Were General and Not Customer-Specific
Publication Date: 2018-05-03
Practice Area: Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Denise Cote
Attorneys: For plaintiff: For the plaintiffs: Chad Johnson, Jennifer Barrett, Steig D. Olson, Rollo C. Baker, Kathryn Bonacorsi, Jesse Bernstein, Quinn Emanuel Urquhart & Sullivan, LLP, New York, New York.
for defendant: For defendants Valeant Pharmaceuticals International, Inc., Robert L. Rosiello, Ari S. Kellen, Ronald H. Farmer, Colleen Goggins, Robert A. Ingram, Anders Lönner, Theo Melas-Kyriaza, Robert N. Power, Norma Provencio, and Katharine B. Stevenson: Paul C. Curnin, Jonathan K. Youngwood, Craig S. Waldman, Daniel J. Stujenske, Dean McGee, Simpson Thacher & Bartlett LLP, New York, New York.; For defendants Deutsche Bank Securities, Inc., HSBC Securities (USA) Inc., MUFG Securities Americas Inc., DNB Markets Inc., Barclays Capital Inc. Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, and Suntrust Robinson Humphrey, Inc.: Richard A. Rosen, Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York, New York.; For defendant Tanya Carro: William J. Schwartz, Laura G. Birger, Cooley LLP, New York, New York.; For defendant Deborah Jorn: Cara David, Barry A. Bohrer, Michael L. Yaeger, Schulte Roth & Zabel LLP, New York, New York.; For defendant J. Michael Pearson: Holly S. Wintermute, Debevoise & Plimpton LLP, New York, New York.; Jonathan R. Tuttle, Ada F. Johnson, Debevoise & Plimpton LLP, Washington, D.C.; For defendant PricewaterhouseCoopers LLP: James J. Capra, King & Spalding LLP, New York, New York.; Kenneth Y. Turnbull, King & Spalding LLP, Washington, D.C.; For defendant Howard B. Schiller: Robert Y. Sperling, Joseph L. Motto, Winston & Strawn LLP, Chicago, Illinois.
Case Number: 18 cv 76
Securities Fraud Suit Could Have Been Brought in District of New Jersey, Granted Transfer
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Publication Date: 2018-05-02
Practice Area: Contractual Disputes | Securities Litigation
Industry:
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: Magistrate Judge Stewart Aaron
Attorneys: For plaintiff:
for defendant:
Case Number: 1:17-cv-01186
SPA Not Breached in Failure to Allow IPO Investor 'Intraday Trade' Opportunity
Publication Date: 2018-04-26
Practice Area: Securities Litigation
Industry:
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge William Pauley
Attorneys: For plaintiff:
for defendant:
Case Number: 14 cv 9438
Securities Class Suit Dismissed; Proxy Statement Provided Infomation Before Vote
Publication Date: 2018-04-24
Practice Area: Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Alison Nathan
Attorneys: For plaintiff:
for defendant:
Case Number: 16-cv-3492
Class Certified, Settlement Approved in Action Over Securities Law Violations After IPO
Publication Date: 2018-04-16
Practice Area: Securities Litigation
Industry: Financial Services and Banking | Insurance | Investments and Investment Advisory
Court: U.S. Court of Appeals for the Second Circuit
Judge: Circuit Judge Barrington Parker
Attorneys: For plaintiff: For Plaintiff-Appellant: Joel C. Feffer and Daniella Quitt, Harwood Feffer LLP, New York, NY.
for defendant: For Defendant-Appellee: Jay B. Kasner and Kurt Wm. Hemr, Skadden, Arps, Slate, Meagher & Flom LLP, New York, NY.
Case Number: 17-1085-cv
SLUSA Preclusion Not Met by Security's Passive Retention After Unknown Misrepresentation
Publication Date: 2018-04-11
Practice Area: Securities Litigation
Industry: Manufacturing
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Vernon Broderick
Attorneys: For plaintiff: Counsel for Plaintiff and Movant Daniel Aude: Robert C. Finkel, Wolf Popper LLP, New York, New York.
for defendant: Counsel for Defendant Kobe Steel, Ltd.: Douglas H. Flaum, Kevin P. Broughel, Paul Hastings LLP, New York, New York.
Case Number: 17-CV-10085
Lead Plaintiff, Counsel's Selection in Class Suit Against Japanese Steel Maker Explained
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